Q3 2014 Holdings
Filed 2014-11-14 | 13 holdings | $131.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp | CONVRT BOND | 74348TAD4 | $42.7K | $41,234,000 | 32.6% |
| Ares Capital Corp | CONVRT BOND | 04010LAB9 | $23.8K | $22,725,000 | 18.1% |
| Headwaters Inc | CONVRT BOND | 42210PAR3 | $15.4K | $14,400,000 | 11.8% |
| Rovi Corp | CONVRT BOND | 779376AB8 | $13.4K | $13,270,000 | 10.2% |
| Fifth Street Finance Corp | CONVRT BOND | 31679BAC4 | $10.4K | $9,950,000 | 7.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAC6 | $9.6K | $9,110,000 | 7.3% |
| Ares Capital Corp | CONVRT BOND | 04010LAD5 | $4.5K | $4,261,000 | 3.4% |
| Chiquita Brands International | CONVRT BOND | 170032AT3 | $3.0K | $3,000,000 | 2.3% |
| Digital River Inc | CONVRT BOND | 25388BAD6 | $2.2K | $2,171,000 | 1.6% |
| Ares Capital Corp | CONVRT BOND | 04010LAG8 | $2.1K | $2,000,000 | 1.6% |
| Tibco Software Inc | CONVRT BOND | 88632QAB9 | $2.0K | $2,000,000 | 1.5% |
| Nuance Communications Inc | CONVRT BOND | 67020YAF7 | $2.0K | $2,000,000 | 1.5% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $228 | $221,000 | 0.2% |