Q1 2017 Holdings
Filed 2017-05-15 | 26 holdings | $490.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $47.5K | $46,188,000 | 9.7% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $46.2K | $44,734,000 | 9.4% |
| Prospect Capital Corp | CONVRT BOND | 74348TAL6 | $44.4K | $43,216,000 | 9.0% |
| Ticc Capital Corporation | CONVRT BOND | 87244TAB5 | $41.1K | $40,388,000 | 8.4% |
| Chart Industries, Inc. | CONVRT BOND | 16115QAC4 | $38.7K | $39,097,000 | 7.9% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $33.0K | $32,000,000 | 6.7% |
| Web.com Group Inc | CONVRT BOND | 94733AAA2 | $32.5K | $33,443,000 | 6.6% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $31.2K | $29,800,000 | 6.4% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $31.1K | $30,686,000 | 6.3% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AB4 | $30.8K | $29,943,000 | 6.3% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $21.5K | $21,722,000 | 4.4% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $19.2K | $18,710,000 | 3.9% |
| Toll Brothers | CONVRT BOND | 88947EAM2 | $17.1K | $17,142,000 | 3.5% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $16.6K | $16,266,000 | 3.4% |
| Twitter, Inc. | CONVRT BOND | 90184LAB8 | $15.1K | $16,075,000 | 3.1% |
| Meritage Homes Corporation | CONVRT BOND | 59001AAR3 | $14.5K | $14,534,000 | 3.0% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAF7 | $4.4K | $4,335,000 | 0.9% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $1.8K | $2,000,000 | 0.4% |
| TiVo Corporation | CONVRT BOND | 779376AD4 | $1.2K | $1,204,000 | 0.2% |
| Ciena Corp | CONVRT BOND | 171779AE1 | $997 | $1,000,000 | 0.2% |
| Crossroads Capital, Inc. | COMMON | 227656105 | $526 | 229,641 | 0.1% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $365 | 45,844 | 0.1% |
| BlackRock Capital Investment Corp(BKCCUSD) | COMMON | 092533108 | $193 | 25,600 | 0.0% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $163 | 21,700 | 0.0% |
| Fifth Street Finance Corporation | COMMON | 31678A103 | $117 | 25,400 | 0.0% |
| Medallion Financial Corp(MFIN) | COMMON | 583928106 | $90 | 45,430 | 0.0% |