Q2 2017 Holdings
Filed 2017-08-14 | 29 holdings | $670.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twitter, Inc. | CONVRT BOND | 90184LAB8 | $105.0K | $111,184,000 | 15.7% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $62.3K | $60,264,000 | 9.3% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $47.6K | $45,734,000 | 7.1% |
| Ticc Capital Corporation | CONVRT BOND | 87244TAB5 | $45.6K | $44,880,000 | 6.8% |
| Chart Industries, Inc. | CONVRT BOND | 16115QAC4 | $41.1K | $41,351,000 | 6.1% |
| Web.com Group Inc | CONVRT BOND | 94733AAA2 | $36.1K | $35,943,000 | 5.4% |
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $34.8K | $35,000,000 | 5.2% |
| Iconix Brand Group, Inc. | CONVRT BOND | 451055AF4 | $32.2K | $33,050,000 | 4.8% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $31.7K | $29,800,000 | 4.7% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $30.9K | $29,940,000 | 4.6% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AB4 | $29.1K | $28,443,000 | 4.3% |
| Brookdale Senior Living Inc. | CONVRT BOND | 112463AA2 | $27.5K | $27,681,000 | 4.1% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $23.5K | $23,368,000 | 3.5% |
| Navistar International | CONVRT BOND | 63934EAQ1 | $20.9K | $20,948,000 | 3.1% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $20.5K | $20,000,000 | 3.1% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $19.5K | $18,710,000 | 2.9% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $15.5K | $15,246,000 | 2.3% |
| Toll Brothers | CONVRT BOND | 88947EAM2 | $15.1K | $15,142,000 | 2.3% |
| PDL BioPharma, Inc | CONVRT BOND | 69329YAF1 | $11.6K | $11,598,000 | 1.7% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAF7 | $5.4K | $5,335,000 | 0.8% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $5.0K | $4,949,000 | 0.7% |
| Envestnet, Inc. | CONVRT BOND | 29404KAA4 | $4.9K | $5,000,000 | 0.7% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $1.8K | $2,000,000 | 0.3% |
| TiVo Corporation | CONVRT BOND | 779376AD4 | $1.2K | $1,204,000 | 0.2% |
| CalAtlantic Group, Inc. | CONVRT BOND | 783764AS2 | $952 | $1,000,000 | 0.1% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $385 | 45,844 | 0.1% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $150 | 21,700 | 0.0% |
| Fifth Street Finance Corporation | COMMON | 31678A103 | $123 | 25,400 | 0.0% |
| Medallion Financial Corp(MFIN) | COMMON | 583928106 | $109 | 45,430 | 0.0% |