Q3 2017 Holdings
Filed 2017-11-14 | 26 holdings | $697.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twitter, Inc. | CONVRT BOND | 90184LAB8 | $111.1K | $117,184,000 | 15.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $74.7K | $72,753,000 | 10.7% |
| Brookdale Senior Living Inc. | CONVRT BOND | 112463AA2 | $71.0K | $71,193,000 | 10.2% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $48.0K | $46,234,000 | 6.9% |
| Chart Industries, Inc. | CONVRT BOND | 16115QAC4 | $45.7K | $45,795,000 | 6.6% |
| Ticc Capital Corporation | CONVRT BOND | 87244TAB5 | $45.2K | $44,880,000 | 6.5% |
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $34.9K | $35,000,000 | 5.0% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $31.5K | $31,238,000 | 4.5% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $31.4K | $29,800,000 | 4.5% |
| Web.com Group Inc | CONVRT BOND | 94733AAA2 | $30.9K | $30,943,000 | 4.4% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $30.7K | $29,940,000 | 4.4% |
| TCP Capital Corp | CONVRT BOND | 87238QAD5 | $21.5K | $20,750,000 | 3.1% |
| Navistar International | CONVRT BOND | 63934EAQ1 | $21.0K | $20,144,000 | 3.0% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $21.0K | $20,000,000 | 3.0% |
| PDL BioPharma, Inc | CONVRT BOND | 69329YAF1 | $19.7K | $19,703,000 | 2.8% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $19.4K | $18,710,000 | 2.8% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $16.6K | $16,466,000 | 2.4% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $10.9K | $11,809,000 | 1.6% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $5.0K | $4,949,000 | 0.7% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAF7 | $3.0K | $2,955,000 | 0.4% |
| Ryland Group Inc | CONVRT BOND | 783764AS2 | $1.9K | $2,000,000 | 0.3% |
| TiVo Corporation | CONVRT BOND | 779376AD4 | $1.2K | $1,204,000 | 0.2% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $367 | 45,844 | 0.1% |
| Fifth Street Finance Corporation | COMMON | 31678A103 | $139 | 25,400 | 0.0% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $123 | 21,700 | 0.0% |
| Medallion Financial Corp(MFIN) | COMMON | 583928106 | $99 | 45,430 | 0.0% |