Q1 2018 Holdings
Filed 2018-05-15 | 24 holdings | $663.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twitter, Inc. | CONVRT BOND | 90184LAB8 | $108.6K | $113,255,000 | 16.4% |
| Brookdale Senior Living Inc. | CONVRT BOND | 112463AA2 | $91.1K | $91,353,000 | 13.7% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $74.0K | $72,503,000 | 11.1% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $47.3K | $46,234,000 | 7.1% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $39.0K | $38,426,000 | 5.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $35.3K | $35,148,000 | 5.3% |
| Web.com Group Inc | CONVRT BOND | 94733AAA2 | $35.3K | $35,623,000 | 5.3% |
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $34.8K | $35,000,000 | 5.2% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $30.7K | $29,800,000 | 4.6% |
| Ares Capital Corporation | CONVRT BOND | 04010LAT0 | $30.7K | $30,000,000 | 4.6% |
| Goldman Sachs BDC Inc. | CONVRT BOND | 38147UAB3 | $21.4K | $21,050,000 | 3.2% |
| TCP Capital Corp | CONVRT BOND | 87238QAD5 | $20.9K | $20,750,000 | 3.2% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $20.6K | $20,000,000 | 3.1% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAD4 | $20.5K | $20,000,000 | 3.1% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $19.6K | $19,210,000 | 3.0% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $13.4K | $14,309,000 | 2.0% |
| Hercules Capital, Inc. | CONVRT BOND | 427096AF9 | $10.1K | $10,000,000 | 1.5% |
| Navistar International | CONVRT BOND | 63934EAQ1 | $4.7K | $4,644,000 | 0.7% |
| Iconix Brand Group, Inc. | CONVRT BOND | 451055AG2 | $3.9K | $4,422,000 | 0.6% |
| TiVo Corporation | CONVRT BOND | 779376AD4 | $1.2K | $1,204,000 | 0.2% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $393 | 34,800 | 0.1% |
| Medallion Financial Corp(MFIN) | COMMON | 583928106 | $165 | 35,495 | 0.0% |
| Oaktree Specialty Lending Co. | COMMON | 67401P108 | $107 | 25,400 | 0.0% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $24 | 21,700 | 0.0% |