Q3 2018 Holdings
Filed 2018-11-14 | 101 holdings | $1.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BofI Holding Inc(AX) | COM | 05465C100 | $666.0K | 19,360 | 59.5% |
| Chegg Inc(CHGG) | COM | 163092109 | $225.0K | 7,925 | 20.1% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $11.9K | $3,145,000 | 1.1% |
| NextEra Energy Inc | UNIT 08/31/2018 | 65339F820 | $11.5K | 201,160 | 1.0% |
| Stanley Black & Decker Inc | UNIT 05/15/2020 | 854502887 | $11.2K | 101,415 | 1.0% |
| Priceline Group Inc | NOTE 0.350% 6/1 | 741503AS5 | $9.8K | $6,450,000 | 0.9% |
| Wells Fargo & Co(WFC) | PERP PFD CNV A | 949746804 | $9.2K | 7,155 | 0.8% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $9.2K | $4,015,000 | 0.8% |
| Citrix Systems Inc | NOTE 0.500% 4/1 | 177376AD2 | $9.2K | $5,960,000 | 0.8% |
| DTE Energy Co | UNIT 99/99/9999 | 233331883 | $9.1K | 174,900 | 0.8% |
| Red Hat Inc | NOTE 0.250%10/0 | 756577AD4 | $8.7K | $4,706,000 | 0.8% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $8.4K | $8,295,000 | 0.7% |
| Dominion Resources Inc | UNIT 08/15/2019 | 25746U836 | $8.3K | 176,140 | 0.7% |
| Vereit Inc | NOTE 3.750%12/1 | 02917TAB0 | $8.1K | $7,995,000 | 0.7% |
| Bank of America Corp(BAC) | 7.25%CNV PFD L | 060505682 | $7.0K | $5,400 | 0.6% |
| Becton Dickinson and Co | PFD SHS CONV A | 075887208 | $7.0K | 106,715 | 0.6% |
| Prospect Capital Corp | NOTE 4.750% 4/1 | 74348TAQ5 | $6.9K | $6,800,000 | 0.6% |
| Novellus Systems Inc | NOTE 2.625% 5/1 | 670008AD3 | $6.8K | $1,495,000 | 0.6% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $6.6K | $4,363,000 | 0.6% |
| Macquarie Infrastructure Corp | NOTE 2.875% 7/1 | 55608BAA3 | $6.2K | $6,269,000 | 0.6% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $4.9K | $4,880,000 | 0.4% |
| Spirit Realty Capital Inc | NOTE 3.750% 5/1 | 84860WAB8 | $4.7K | $4,640,000 | 0.4% |
| Prospect Capital Corp | NOTE 4.950% 7/1 | 74348TAR3 | $3.7K | $3,705,000 | 0.3% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $3.5K | $3,660,000 | 0.3% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $3.2K | $3,020,000 | 0.3% |
| FireEye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $3.0K | $3,280,000 | 0.3% |
| RPM International Inc | NOTE 2.250%12/1 | 749685AT0 | $2.9K | $2,375,000 | 0.3% |
| Verint Systems Inc | NOTE 1.500% 6/0 | 92343XAA8 | $2.5K | $2,405,000 | 0.2% |
| Apollo Commercial Real Estate Finance Inc | NOTE 4.750% 8/2 | 03762UAB1 | $2.5K | $2,500,000 | 0.2% |
| Pandora Media Inc | NOTE 1.750%12/0 | 698354AB3 | $2.4K | $2,525,000 | 0.2% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $2.3K | $2,250,000 | 0.2% |
| Two Harbors Investment Corp | NOTE 6.250% 1/1 | 90187BAA9 | $2.2K | $2,110,000 | 0.2% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $2.2K | $1,135,000 | 0.2% |
| Farmland Partners Inc(FPI) | COM | 31154R109 | $2.1K | 312,459 | 0.2% |
| Silicon Laboratories Inc | NOTE 1.375% 3/0 | 826919AB8 | $1.9K | $1,650,000 | 0.2% |
| BlackRock Capital Investment Corp | NOTE 5.000% 6/1 | 092533AC2 | $1.6K | $1,525,000 | 0.1% |
| Wright Medical Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $1.4K | $1,245,000 | 0.1% |
| Hess Corp | DEP PDF SR A | 42809H404 | $1.4K | 17,170 | 0.1% |
| Helix Energy Solutions Group Inc | NOTE 4.250% 5/0 | 42330PAH0 | $1.3K | $1,170,000 | 0.1% |
| HubSpot Inc | NOTE 0.250% 6/0 | 443573AB6 | $1.2K | $705,000 | 0.1% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $950 | $995,000 | 0.1% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAB7 | $875 | $590,000 | 0.1% |
| Denali Therapeutics Inc(DNLI) | COM | 24823R105 | $825 | 37,930 | 0.1% |
| InterXion Holding NV | SHS | N47279109 | $768 | 11,405 | 0.1% |
| Priceline Group Inc | NOTE 0.900% 9/1 | 741503AX4 | $740 | $624,000 | 0.1% |
| Green Dot Corp(GDOT) | CL A | 39304D102 | $732 | 8,245 | 0.1% |
| CenterState Bank Corp(CSFLUSD) | COM | 15201P109 | $719 | 25,620 | 0.1% |
| Hamilton Lane Inc(HLNE) | CL A | 407497106 | $696 | 15,724 | 0.1% |
| Roku Inc(ROKU) | CL A | 77543R102 | $681 | 9,330 | 0.1% |
| Asgn Inc(ASGN) | COM | 00191U102 | $666 | 8,440 | 0.1% |