Q1 2019 Holdings
Filed 2019-05-15 | 29 holdings | $611.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twitter, Inc. | CONVRT BOND | 90184LAB8 | $97.4K | $98,915,000 | 15.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $57.9K | $58,641,000 | 9.5% |
| Ares Capital Corporation | CONVRT BOND | 04010LAW3 | $52.1K | $52,500,000 | 8.5% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $50.7K | $50,620,000 | 8.3% |
| BlackRock TCP Capital Corp | CONVRT BOND | 87238QAB9 | $36.9K | $36,470,000 | 6.0% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $32.7K | $32,556,000 | 5.3% |
| Navistar International | CONVRT BOND | 63934EAS7 | $31.1K | $31,082,000 | 5.1% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AC4 | $31.0K | $31,000,000 | 5.1% |
| Prospect Capital Corp | CONVRT BOND | 74348TAT9 | $29.5K | $30,000,000 | 4.8% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAD4 | $26.3K | $25,750,000 | 4.3% |
| Ares Capital Corporation | CONVRT BOND | 04010LAT0 | $26.0K | $26,040,000 | 4.2% |
| Goldman Sachs BDC Inc. | CONVRT BOND | 38147UAB3 | $25.4K | $25,618,000 | 4.1% |
| BlackRock TCP Capital Corp | CONVRT BOND | 87238QAD5 | $21.5K | $21,750,000 | 3.5% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $21.3K | $21,495,000 | 3.5% |
| Hercules Capital, Inc. | CONVRT BOND | 427096AF9 | $20.3K | $20,717,000 | 3.3% |
| Electronics for Imaging, Inc | CONVRT BOND | 286082AC6 | $14.0K | $14,211,000 | 2.3% |
| Hunter Maritime Acquisition Corp.Call | COMMON | Y37828111 | $9.5K | 100,000 | 1.6% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAK6 | $9.0K | $9,624,000 | 1.5% |
| Cemex S.A. | CONVRT BOND | 151290BR3 | $6.5K | $6,500,000 | 1.1% |
| Cemex S.A. | CONVRT BOND | 151290BT9 | $6.0K | $6,000,000 | 1.0% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $5.7K | $6,021,000 | 0.9% |
| Iconix Brand Group, Inc. | CONVRT BOND | 451055AG2 | $372 | $1,500,000 | 0.1% |
| Forum Merger II Corp | COMMON | 34986F103 | $109 | 11,000 | 0.0% |
| Trinity Merger Corp.(TMCX) | COMMON | 89653L106 | $103 | 10,100 | 0.0% |
| Trident Acquisitions Corp. | COMMON | 89615T106 | $102 | 10,000 | 0.0% |
| Sentinel Energy Services Inc.(STNL) | COMMON | 81728P105 | $100 | 10,000 | 0.0% |
| Allegro Merger Corp. | COMMON | 01749N103 | $99 | 10,000 | 0.0% |
| Graf Industrial Corp | COMMON | 384278107 | $98 | 10,000 | 0.0% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $50 | $50,000 | 0.0% |