Q2 2019 Holdings
Filed 2019-08-14 | 39 holdings | $567.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twitter, Inc. | CONVRT BOND | 90184LAB8 | $98.2K | $98,835,000 | 17.3% |
| Prospect Capital Corp | CONVRT BOND | 74348TAR3 | $70.3K | $69,808,000 | 12.4% |
| Ares Capital Corporation | CONVRT BOND | 04010LAW3 | $53.0K | $51,500,000 | 9.3% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AC4 | $42.2K | $41,000,000 | 7.4% |
| Blackrock TCP Capital Corp | CONVRT BOND | 87238QAB9 | $40.7K | $40,325,000 | 7.2% |
| Prospect Capital Corp | CONVRT BOND | 74348TAT9 | $30.6K | $30,000,000 | 5.4% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $30.3K | $30,156,000 | 5.3% |
| Goldman Sachs BDC Inc. | CONVRT BOND | 38147UAB3 | $28.1K | $28,118,000 | 5.0% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAD4 | $23.1K | $22,421,000 | 4.1% |
| Electronics for Imaging, Inc | CONVRT BOND | 286082AC6 | $21.6K | $21,747,000 | 3.8% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AC2 | $21.5K | $21,495,000 | 3.8% |
| Hercules Capital, Inc. | CONVRT BOND | 427096AF9 | $20.8K | $20,717,000 | 3.7% |
| Blackrock TCP Capital Corp | CONVRT BOND | 87238QAD5 | $19.5K | $19,224,000 | 3.4% |
| Ares Capital Corporation | CONVRT BOND | 04010LAT0 | $17.7K | $17,360,000 | 3.1% |
| Cemex S.A. | CONVRT BOND | 151290BR3 | $15.5K | $15,532,000 | 2.7% |
| Cemex S.A. | CONVRT BOND | 151290BT9 | $11.7K | $11,747,000 | 2.1% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAK6 | $9.0K | $9,624,000 | 1.6% |
| Twitter, Inc. | CONVRT BOND | 90184LAD4 | $5.8K | $6,021,000 | 1.0% |
| Synaptics Inc | CONVRT BOND | 87157DAD1 | $3.1K | $3,500,000 | 0.6% |
| Iconix Brand Group, Inc. | CONVRT BOND | 451055AG2 | $1.4K | $5,400,000 | 0.3% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $1.2K | $1,225,000 | 0.2% |
| Trinity Merger Corp.(TMCX) | COMMON | 89653L106 | $155 | 15,000 | 0.0% |
| Trident Acquisitions Corp. | COMMON | 89615T106 | $155 | 15,000 | 0.0% |
| Mudrick Capital Acquisition | COMMON | 624745105 | $153 | 15,000 | 0.0% |
| Forum Merger II Corp | COMMON | 34986F103 | $151 | 15,000 | 0.0% |
| Arya Sciences Acquisition | COMMON | G3165V109 | $150 | 15,000 | 0.0% |
| Monocle Acquisition Corp(MNCL) | COMMON | 609754106 | $149 | 15,000 | 0.0% |
| Graf Industrial Corp | COMMON | 384278107 | $149 | 15,000 | 0.0% |
| Boxwood Merger Corp | COMMON | 10319T101 | $148 | 15,000 | 0.0% |
| Amci Acquisition Corp | COMMON | 00165R101 | $147 | 14,803 | 0.0% |
| Social Capital Hedosophia Holdings Corp. | COMMON | G8250R103 | $116 | 11,144 | 0.0% |
| LF Capital Acquisition Corp. | COMMON | 50200K108 | $102 | 10,000 | 0.0% |
| Sentinel Energy Services Inc.(STNL) | COMMON | 81728P105 | $102 | 10,000 | 0.0% |
| ChaSerg Technology Acquisition Corp. | COMMON | 16166A103 | $100 | 10,000 | 0.0% |
| Dd3 Acquisition Corp. | COMMON | G2692M103 | $100 | 10,000 | 0.0% |
| Allegro Merger Corp. | COMMON | 01749N103 | $100 | 10,000 | 0.0% |
| Megalith Financial Acquisition Corp. | COMMON | 58518F109 | $100 | 10,000 | 0.0% |
| Hennessy Capital Acquisition | COMMON | 42589C104 | $99 | 10,000 | 0.0% |
| EdtechX Holding Acquisition | COMMON | 28138X103 | $99 | 10,000 | 0.0% |