Q3 2026 Holdings
Filed 2026-10-29 | 56 holdings | $26.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Trinity Cap Inc(TRIN) | COM | 896442308 | $3.0M | 171,820 | 11.4% |
| Capital Southwest Corp(CSWC) | COM | 140501107 | $1.9M | 80,526 | 7.1% |
| Alphatec Hldgs Inc | NOTE 0.750% 3/1 | 02081GAD4 | $1.5M | 1,485,000 | 5.6% |
| Vici Pptys Inc(VICI) | COM | 925652109 | $1.3M | 58,696 | 5.1% |
| SM Energy Company(SM) | COM | 78454L100 | $1.3M | 37,400 | 4.8% |
| Main STR Cap Corp(MAIN) | COM | 56035L104 | $1.2M | 22,095 | 4.6% |
| Hercules Capital Inc(HTGC) | COM | 427096508 | $1.0M | 59,906 | 3.8% |
| Capital Southwest Corp | NOTE 5.125%11/1 | 140501AE7 | $967.4K | 936,000 | 3.7% |
| Blue OWL Capital Inc(OWL) | COM CL A | 09581B103 | $938.5K | 103,249 | 3.6% |
| Lyft Inc | NOTE 9/1 | 55087PAF1 | $812.6K | 850,000 | 3.1% |
| Carlyle Group Inc(CG) | COM | 14316J108 | $745.4K | 18,795 | 2.8% |
| State STR Spdr S&P 500 ETF T(SPY) | TR UNIT | 78462F103 | $615.1K | 807 | 2.3% |
| Rithm Capital Corp(RITM) | COM NEW | 64828T201 | $590.8K | 66,158 | 2.2% |
| Neostellar Cap Corp(SSSS) | COM NEW | 86887Q109 | $555.6K | 72,245 | 2.1% |
| Roundhill ETF Trust(DRAM) | MEMORY ETF | 77926X320 | $549.6K | 9,106 | 2.1% |
| Ares Capital Corp(ARCC) | COM | 04010L103 | $484.3K | 25,355 | 1.8% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $456.2K | 7,692 | 1.7% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $444.8K | 4,282 | 1.7% |
| Innovative Indl Pptys Inc(IIPR) | COM | 45781V101 | $421.4K | 8,000 | 1.6% |
| Runway Growth Finance Corp(RWAY) | COM | 78163D100 | $381.6K | 57,636 | 1.4% |
| Ford MTR Co(F) | COM | 345370860 | $376.0K | 31,177 | 1.4% |
| Fluence Energy Inc | NOTE 2.250% 6/1 | 34379VAB9 | $373.5K | 500,000 | 1.4% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $351.0K | 13,674 | 1.3% |
| Calamos Strategic Total Retu(CSQ) | COM SH BEN INT | 128125101 | $318.7K | 15,628 | 1.2% |
| Virtus Equity & Conv Incm FD(XNIEX) | COM | 92841M101 | $314.1K | 12,564 | 1.2% |
| Nexpoint Diversified REL ET(NXDT) | COM NEW | 65340G205 | $312.3K | 59,944 | 1.2% |
| Gabelli Divid & Income TR(XGDVX) | COM | 36242H104 | $273.3K | 9,662 | 1.0% |
| Ezcorp Inc(EZPW) | CL A NON VTG | 302301106 | $272.1K | 9,142 | 1.0% |
| Eaton Vance TAX Advt DIV Inc(XEVTX) | COM | 27828G107 | $268.0K | 9,603 | 1.0% |
| Invesco QQQ TR(QQQ) | UNIT SER 1 | 46090E103 | $258.1K | 349 | 1.0% |
| Alliancebernstein Global HIG(XAWFX) | COM | 01879R106 | $248.4K | 25,524 | 0.9% |
| Carlyle Secured Lending Inc(CGBD) | COM | 872280102 | $237.8K | 22,243 | 0.9% |
| Apollo Global Mgmt Inc(APO) | COM | 03769M106 | $222.4K | 1,917 | 0.8% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $222.0K | 28,314 | 0.8% |
| Blue OWL Capital Corporation(OBDC) | COM | 69121K104 | $210.3K | 20,049 | 0.8% |
| Hancock John Tax-Advantaged(HTD) | COM | 41013V100 | $208.6K | 9,406 | 0.8% |
| BlackRock CR Allocation(BTZ) | COM | 092508100 | $207.9K | 22,327 | 0.8% |
| Blackstone Secd Lending FD(BXSL) | COMMON STOCK | 09261X102 | $207.7K | 8,662 | 0.8% |
| Lyft Inc | NOTE 0.625% 3/0 | 55087PAD6 | $195.6K | 190,000 | 0.7% |
| Palmer Square Capital BDC in(PSBD) | COM SHS | 69702V107 | $192.3K | 19,447 | 0.7% |
| SLR Investment Corp(SLRC) | COM | 83413U100 | $186.4K | 16,086 | 0.7% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $174.2K | 25,169 | 0.7% |
| Cohen & Steers Quality Incom(RQI) | COM | 19247L106 | $172.8K | 15,851 | 0.7% |
| BlackRock Multi Sector Inc T(BIT) | COM | 09258A107 | $156.1K | 13,889 | 0.6% |
| Crescent Cap BDC Inc(CCAP) | COM | 225655109 | $142.5K | 15,527 | 0.5% |
| Templeton Emerging Mkts Inco(TEI) | COM | 880192109 | $140.2K | 22,799 | 0.5% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $119.8K | 13,213 | 0.5% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $118.6K | 11,715 | 0.4% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $117.4K | 11,798 | 0.4% |
| Alliancebernstein Natl MUN I(AFB) | COM | 01864U106 | $116.3K | 12,204 | 0.4% |