Q2 2013 Holdings
Filed 2013-08-13 | 9 holdings | $66.0K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2014-08-12) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Resolute Energy Corp | WRT | 76116A116 | $7 | 19,466 | 0.0% |
| Crumbs Bake Shop Inc | WRT | 228803110 | $9 | 95,609 | 0.0% |
| China Hydroelectric CP | WRT | G2112E145 | $22 | 649,292 | 0.0% |
| Armour Residential REIT Inc | WRT | 042315119 | $50 | 5,036,672 | 0.0% |
| China XD Plastics Co LTD(CXDC) | COM | 16948F107 | $53 | 13,000 | 0.0% |
| Nautilus Marine Acquisition | WRT | Y6255E119 | $55 | 696,915 | 0.0% |
| Aquasition Corp | WRT | Y0192H111 | $62 | 256,600 | 0.0% |
| Prime Acquisition Corp | WRT | G72436127 | $68 | 181,000 | 0.0% |
| Andina Acquisition Corp | WRT | G0440W126 | $71 | 295,100 | 0.0% |
| Chart Acquisition Corp | WRT | 161151113 | $77 | 148,400 | 0.0% |
| Prospect Global Resources in | COM | 74348X103 | $81 | 1,003,211 | 0.0% |
| Collabrium Japan Acquisition | WRT | G2266G110 | $109 | 350,000 | 0.0% |
| BGS Acquisition Corp | WRT | G1082J118 | $135 | 676,000 | 0.0% |
| Blue Wolf Mongolia Holdings | WRT | G11962118 | $146 | 581,400 | 0.0% |
| Federated Premier INT Muni | FUND | 31423M105 | $174 | 13,345 | 0.0% |
| Nuveen Muni Advantage Fund | FUND | 67062H106 | $186 | 13,800 | 0.0% |
| Nuveen MD Premium Inc Muni | FUND | 67061Q107 | $192 | 14,350 | 0.0% |
| MFS Investment Grade Municip(CXH) | FUND | 59318B108 | $194 | 20,800 | 0.0% |
| Eaton Vance National Municip(EOT) | FUND | 27829L105 | $197 | 10,000 | 0.0% |
| Infinity Cross Border Acquis | WRT | G4772R119 | $199 | 315,000 | 0.0% |
| Wuxi Pharmatech Cayman | ADR | 929352102 | $212 | 10,100 | 0.0% |
| CIS Acquisition LTD | WRT | G21490118 | $225 | 774,600 | 0.0% |
| Nuveen Quality Income Muni | FUND | 670977107 | $228 | 16,900 | 0.0% |
| Parkervision Inc | COM | 701354102 | $228 | 50,000 | 0.0% |
| Macquarie Global Infr TOT RT | FUND | 55608D101 | $231 | 11,302 | 0.0% |
| BlackRock Muni Interm Durati(XMUIX) | FUND | 09253X102 | $234 | 15,884 | 0.0% |
| AIR Methods Corp | COM | 009128307 | $246 | 7,265 | 0.0% |
| Sohu.com Inc | COM | 83408W103 | $246 | 4,000 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $252 | 7,300 | 0.0% |
| Invesco Quality Muni Inc TR(IQI) | FUND | 46133G107 | $270 | 22,300 | 0.0% |
| Bioamber Inc | WRT | 09072Q114 | $293 | 532,000 | 0.0% |
| Trina Solar LTD | ADR | 89628E104 | $307 | 51,550 | 0.0% |
| Hovnanian Enterprises | COM | 442487203 | $321 | 57,220 | 0.0% |
| Universal Business Payment S | COM | 913384103 | $334 | 111,234 | 0.0% |
| Nuveen Select Qualty Muni FD | FUND | 670973106 | $349 | 25,700 | 0.0% |
| Xueda Education GR | ADR | 98418W109 | $362 | 111,467 | 0.0% |
| Atlas Financial Holdings Inc | COM | G06207115 | $378 | 42,209 | 0.0% |
| Silver Standard Resources | COM | 82823L106 | $380 | 60,000 | 0.0% |
| Royce Focus Trust Inc | FUND | 78080N108 | $400 | 57,342 | 0.0% |
| Changyou.com LTD | ADR | 15911M107 | $426 | 14,000 | 0.0% |
| Helios High Income Fund Inc | FUND | 42327X204 | $431 | 52,874 | 0.0% |
| Sinclair Broadcast Group(2362120D) | COM | 829226109 | $433 | 14,747 | 0.0% |
| Emeritus Corp | COM | 291005106 | $452 | 19,474 | 0.0% |
| RLI Corp(RLI) | COM | 749607107 | $495 | 6,472 | 0.0% |
| Caterpillar Inc(CAT)Put | COM | 149123101 | $495 | 6,000 | 0.0% |
| Denali Fund | FUND | 24823A102 | $508 | 26,099 | 0.0% |
| Prospect Capital Corp | DEBT | 74348TAK8 | $518 | $500,000 | 0.0% |
| Universal Health Services(UHS) | COM | 913903100 | $527 | 7,866 | 0.0% |
| LE Gaga Holdings LTDA | ADR | 521168104 | $528 | 142,950 | 0.8% |
| JA Solar Holdings Co LTD | ADR | 466090206 | $533 | 74,000 | 0.0% |