Q3 2014 Holdings
Filed 2014-10-22 | 70 holdings | $78.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rubicon Minerals Corp COM | COM | 780911103 | $17 | 12,350 | 0.0% |
| Centrais Elec Bras SP ADR COM(AXIA) | SPONSORED ADR | 15234Q207 | $39 | 14,380 | 0.0% |
| Cellular Dynamics Intl Inc COM | COM | 15117V109 | $71 | 10,051 | 0.1% |
| Aegon NV-Ord American Regd DG 1 PAR | NY REGISTRY SH | 007924103 | $89 | 10,868 | 0.1% |
| Mitsubishi UFJ Finl Group(MUFG) | SPONSORED ADR | 606822104 | $89 | 15,840 | 0.1% |
| Prospect Capital Corporation COM(PSEC) | COM | 74348T102 | $99 | 10,000 | 0.1% |
| Webmd Health Corp SR NT CV 144 A 18 | NOTE 2.500% 1/3 | 94770VAF9 | $142 | 140,000 | 0.2% |
| Sterlite Industries LTD SR NT CV | NOTE 4.000%10/3 | 859737AB4 | $157 | 155,000 | 0.2% |
| Royal Gold Inc Convertible SR NT | NOTE 2.875% 6/1 | 780287AA6 | $162 | 155,000 | 0.2% |
| Chipotle Mexican Grill Inc CL A(CMG) | COM | 169656105 | $200 | 300 | 0.3% |
| NSC(NSC) | COM | 655844108 | $201 | 1,800 | 0.3% |
| Streettracks Gold Trust(GLD) | GOLD SHS | 78463V107 | $203 | 1,750 | 0.3% |
| S&P Smallcap 600 (Ishares)(IJR) | CORE S&P SCP ETF | 464287804 | $217 | 2,084 | 0.3% |
| Ryland Group Inc GTD Conv FX RT | NOTE 0.250% 6/0 | 783764AS2 | $220 | 240,000 | 0.3% |
| General Cable Corp SR NT CV ST EP 29 | FRNT 4.500%11/1 | 369300AL2 | $222 | 320,000 | 0.3% |
| Nuance Communications Inc Fixed RT SR DEB Conv | NOTE 2.750%11/0 | 67020YAF7 | $229 | 230,000 | 0.3% |
| IBM(IBM) | COM | 459200101 | $230 | 1,210 | 0.3% |
| American Rlty Cap Pptys Fixed RT | NOTE 3.000% 8/0 | 02917TAA2 | $240 | 240,000 | 0.3% |
| Arcelormittal SA Luxembourg OR D Conv NT | MAND CV NT 16 | L0302D178 | $264 | 12,493 | 0.3% |
| Cobalt Intl Energy Inc SR NT Conv | NOTE 2.625%12/0 | 19075FAA4 | $272 | 325,000 | 0.3% |
| Exxon Mobil Corporation(XOM) | COM | 30231G102 | $285 | 3,031 | 0.4% |
| Volcano Corp Conv | NOTE 1.750%12/0 | 928645AB6 | $292 | 335,000 | 0.4% |
| RTI Intl Metals Inc SE Convertible | NOTE 1.625%10/1 | 74973WAB3 | $294 | 305,000 | 0.4% |
| Electronic Arts OMC SR NT Conv | NOTE 0.750% 7/1 | 285512AA7 | $296 | 240,000 | 0.4% |
| Interdigital Inc SR NT CV 2.5% 16 | NOTE 2.500% 3/1 | 458660AB3 | $297 | 290,000 | 0.4% |
| Fxcm Inc SR NOTEt Conv 2.250% | NOTE 2.250% 6/1 | 302693AB2 | $298 | 285,000 | 0.4% |
| Take Two Interactive SOF Conv | NOTE 1.000% 7/0 | 874054AD1 | $315 | 255,000 | 0.4% |
| Integra Lifescience Holds Corp SR Unsecured Conv L | NOTE 1.625%12/1 | 457985AK5 | $317 | 295,000 | 0.4% |
| Liberty Media Corp SR Exchble DEB | DEB 3.500% 1/1 | 530715AN1 | $318 | 575,000 | 0.4% |
| Walter Investment Mgmt | NOTE 4.500%11/0 | 93317WAA0 | $319 | 370,000 | 0.4% |
| Starwood Property Trust Conv | NOTE 4.000% 1/1 | 85571BAB1 | $327 | 300,000 | 0.4% |
| National Health Investor Conv | NOTE 3.250% 4/0 | 63633DAE4 | $332 | 335,000 | 0.4% |
| Iconix Brand Group Inc SR SB Conv NT 16 | NOTE 2.500% 6/0 | 451055AE7 | $336 | 265,000 | 0.4% |
| Prospect Capital Corporation SR Unsecured Convert | NOTE 5.375%10/1 | 74348TAK8 | $337 | 320,000 | 0.4% |
| J2 Global SR NT Conv | NOTE 3.250% 6/1 | 48123VAC6 | $342 | 340,000 | 0.4% |
| PDL Biophrarma Inc SR NT Conv | NOTE 4.000% 2/0 | 69329YAF1 | $343 | 350,000 | 0.4% |
| Omnicare Inc SR DB Conv P UT | DBCV 3.250%12/1 | 681904AL2 | $344 | 330,000 | 0.4% |
| Mentor Graphic Corp Conv | SDCV 4.000% 4/0 | 587200AK2 | $347 | 295,000 | 0.4% |
| Nuvasive Inc SR NT Conv | NOTE 2.750% 7/0 | 670704AC9 | $352 | 315,000 | 0.4% |
| Meritage Homes Conv | NOTE 1.875% 9/1 | 59001AAR3 | $354 | 355,000 | 0.5% |
| BGC Partners SR Unsecured Conv LKD to Bgcp | NOTE 4.500% 7/1 | 05541TAD3 | $356 | 335,000 | 0.5% |
| Medicines Co SR NT Conv | DBCV 1.375% 6/0 | 584688AC9 | $357 | 335,000 | 0.5% |
| Stone Energy Corp Conv | NOTE 1.750% 3/0 | 861642AN6 | $370 | 350,000 | 0.5% |
| Seacor Smith Inc SR NT Conv | NOTE 2.500%12/1 | 811904AM3 | $388 | 355,000 | 0.5% |
| Bank America(BAC) | COM | 060505104 | $398 | 23,365 | 0.5% |
| ON Semiconductor Corp SR SUB NT SER B | NOTE 2.625%12/1 | 682189AH8 | $407 | 360,000 | 0.5% |
| Google Inc CL A | CL A | 38259P508 | $422 | 718 | 0.5% |
| General Electric Co. | COM | 369604103 | $434 | 16,943 | 0.6% |
| Google Inc CL A | CL C | 38259P706 | $434 | 752 | 0.6% |
| Microsoft Corp(MSFT) | COM | 594918104 | $500 | 10,784 | 0.6% |