Q4 2012 Holdings
Filed 2016-01-04 | 54 holdings | $202.7K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Liberty All Star Equity Fund(USA) | COM | 530158104 | $39.3K | 8,239,363 | 19.4% |
| Thai Capital Fund Inc | COM | 882905201 | $16.6K | 1,367,632 | 8.2% |
| Thai Fund Inc | COM | 882904105 | $12.4K | 624,018 | 6.1% |
| MVC Capital Inc(MVC) | COM | 553829102 | $10.0K | 823,331 | 4.9% |
| Central Europe & Russia Fund(CEE) | COM | 153436100 | $9.0K | 264,438 | 4.4% |
| SCG Financial Acquisition Co | COM | 78404K103 | $8.4K | 851,400 | 4.2% |
| Javelin Mortgage Investment | COM | 47200B104 | $7.2K | 374,600 | 3.5% |
| Macquarie Global Infr TOT RT | COM | 55608D101 | $7.0K | 369,071 | 3.5% |
| TRI Contl Corp(TY) | COM | 895436103 | $6.3K | 391,619 | 3.1% |
| India Fund Inc(IFN) | COM | 454089103 | $5.6K | 266,912 | 2.8% |
| Clough Global Equity Fund(XGLQX) | COM | 18914C100 | $5.1K | 396,024 | 2.5% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $5.1K | 380,203 | 2.5% |
| Boulder Growth & Income Fund(STEW) | COM | 101507101 | $4.6K | 731,950 | 2.3% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $4.5K | 475,218 | 2.2% |
| Swiss Helvetia Fund(SWZ) | COM | 870875101 | $4.1K | 362,127 | 2.0% |
| Chart Acquisition Corp | COM | 161151204 | $3.8K | 379,876 | 1.9% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $3.8K | 826,375 | 1.9% |
| Global Eagle Acquisition COR | COM | 37951D102 | $3.6K | 362,566 | 1.8% |
| Boulder Total Return FD Inc | COM | 101541100 | $3.6K | 197,425 | 1.8% |
| Prospect Capital Corp(PSEC) | COM | 74348T102 | $3.5K | 320,000 | 1.7% |
| Adams Express Co(ADX) | COM | 006212104 | $3.2K | 302,620 | 1.6% |
| Clough Glbl Opportunities FD(GLO) | COM | 18914E106 | $3.2K | 269,884 | 1.6% |
| Gladstone Investment Corp(GAIN) | COM | 376546107 | $3.0K | 427,766 | 1.5% |
| Eaton Vance TAX ADV GL DVD O(ETO) | COM | 27828U106 | $2.9K | 145,449 | 1.4% |
| Central Secs Corp(CET) | COM | 155123102 | $2.7K | 134,229 | 1.3% |
| New Ireland Fund Inc | COM | 645673104 | $2.3K | 249,984 | 1.1% |
| Hyde Park Acquisition Corp I | COM | 448640102 | $2.2K | 217,100 | 1.1% |
| China Growth Equity Investme | COM | G2114K107 | $2.0K | 198,195 | 1.0% |
| New York Mortgage Trust Inc(NYMTEUR) | COM | 649604501 | $2.0K | 311,000 | 1.0% |
| ROI Acquisition Corp | COM | 74966A104 | $1.9K | 199,900 | 1.0% |
| Blue Wolf Mongolia Holdings | COM | G11962100 | $1.9K | 193,900 | 1.0% |
| Mexico Equity and Income FD(MXE) | COM | 592834105 | $1.7K | 118,522 | 0.8% |
| Bancroft Fund LTD(BCV) | COM | 059695106 | $1.7K | 100,672 | 0.8% |
| Dividend & Income Fund | COM | 25538A204 | $1.1K | 84,450 | 0.6% |
| Ellsworth Fund Inc(ECF) | COM | 289074106 | $1.1K | 149,106 | 0.5% |
| Healthcare Trust of AME | COM | 42225P105 | $1.0K | 103,891 | 0.5% |
| Aberdeen Israel Fund Inc | COM | 00301L109 | $899 | 68,625 | 0.4% |
| US Geothermal Inc | COM | 90338S102 | $724 | 2,000,000 | 0.4% |
| Roberts Realty Investors Inc | COM | 769900101 | $619 | 529,293 | 0.3% |
| Morgan Stanley Asia Pacific | COM | 61744U106 | $562 | 37,516 | 0.3% |
| GDL Fund COM SH BEN IT(GDL) | COM | 361570104 | $461 | 40,328 | 0.2% |
| Eaton Vance TAX Mngd GBL DV EQ(XEXGX) | COM | 27829F108 | $379 | 43,000 | 0.2% |
| Virtus Total Return FD | COM | 92829A103 | $231 | 59,636 | 0.1% |
| Cohen&steers Infrastructure FD(UTF) | COM | 19248A109 | $220 | 11,747 | 0.1% |
| Korea Equity Fund Inc | COM | 50063B104 | $205 | 22,261 | 0.1% |
| Yahoo! Inc | COM | 984332106 | $199 | 10,000 | 0.1% |
| Promotora de Info | CONV | 74343G303 | $192 | 180,984 | 0.1% |
| Gabelli Hlthcare & Wellness(GRX) | COM | 36246K103 | $164 | 19,070 | 0.1% |
| Sandridge Energy Inc | COM | 80007P307 | $159 | 25,000 | 0.1% |
| Royce Focus TR | COM | 78080N108 | $116 | 17,500 | 0.1% |