Q4 2015 Holdings
Filed 2016-02-12 | 324 holdings | $2.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value Fund Inc.(CLM) | common stock | 21924B302 | $1.7M | 105,925 | 82.4% |
| DTF Tax-Free Income Inc.(DTF) | common stock | 23334J107 | $64.0K | 4,264 | 3.2% |
| BioMarin Pharmaceutical Inc.(BMRN) | common stock | 09061G101 | $42.0K | 400 | 2.1% |
| Oxford Lane Capital, 7.50% Pfd Series 2023 | preferred stock | 691543300 | $19.4K | 804,614 | 1.0% |
| Source Capital Corp. | common stock | 836144105 | $12.9K | 194,346 | 0.6% |
| Oxford Lane Capital, 8.125% Pfd Series 2024 | preferred stock | 691543409 | $12.2K | 482,700 | 0.6% |
| Boulder Growth and Income Fund, Inc.(STEW) | common stock | 101507101 | $12.1K | 1,562,630 | 0.6% |
| BlackRock Science and Technology Trust(BST) | common stock | 09258G104 | $8.9K | 515,901 | 0.4% |
| Tekla Healthcare Opportunities Fund(THQ) | common stock | 879105104 | $8.7K | 497,935 | 0.4% |
| Adams Diversified Equity Fund, Inc.(ADX) | common stock | 006212104 | $6.4K | 495,122 | 0.3% |
| Alpine Total Dynamic Dividend Fund | common stock | 021060207 | $5.7K | 740,205 | 0.3% |
| Pimco Dynamic Credit Income Fund | common stock | 72202D106 | $5.6K | 312,690 | 0.3% |
| Tekla World Healthcare Fund(THW) | common stock | 87911L108 | $5.5K | 348,358 | 0.3% |
| Tri-Continental Corp.(TY) | common stock | 895436103 | $4.8K | 241,638 | 0.2% |
| Liberty All-Star Equity Fund(USA) | common stock | 530158104 | $4.6K | 868,865 | 0.2% |
| MVC Capital 7.25% Preferred | preferred stock | 553829201 | $4.0K | 160,695 | 0.2% |
| General American Investors Company, Inc.(GAM) | common stock | 368802104 | $3.9K | 122,013 | 0.2% |
| Pimco Enchanced Short Maturity Active ETF(MINT) | common stock | 72201R833 | $3.5K | 34,822 | 0.2% |
| Alpine Global Dynamic Dividend Fund | common stock | 02082E205 | $3.3K | 372,944 | 0.2% |
| NexPoint Credit Strategies Fund(NXDT) | common stock | 65340G205 | $3.1K | 152,911 | 0.2% |
| Gabelli Healthcare & Wellness (Rx) Trust(GRX) | common stock | 36246K103 | $3.1K | 303,936 | 0.2% |
| Royal Caribbean Cruises Ltd.(RCL) | common stock | V7780T103 | $3.1K | 30,313 | 0.2% |
| Morgan Stanley China A Share Fund(XCAFX) | common stock | 617468103 | $3.0K | 148,943 | 0.1% |
| The Herzfeld Caribbean Basin Fund, Inc. | common stock | 42804T106 | $2.8K | 420,107 | 0.1% |
| First Trust Energy Infrastructure Fund | common stock | 33738C103 | $2.8K | 189,411 | 0.1% |
| RMR Real Estate Income Fund | common stock | 76970B101 | $2.7K | 139,607 | 0.1% |
| Adams Natural Resources Fund, Inc.(PEO) | common stock | 00548F105 | $2.6K | 147,474 | 0.1% |
| Nuveen Credit Strategies Income Fund(XJQCX) | common stock | 67073D102 | $2.6K | 330,189 | 0.1% |
| Copa Holdings SA(CPA) | common stock | P31076105 | $2.4K | 50,550 | 0.1% |
| Virtus Total Return Fund | common stock | 92829A103 | $2.4K | 639,830 | 0.1% |
| Lennar Corp.(LEN) | common stock | 526057104 | $2.4K | 49,500 | 0.1% |
| PowerShares CEF Income Composite ETF | common stock | 73936Q843 | $2.4K | 110,390 | 0.1% |
| MasTec, Inc.(MTZ) | common stock | 576323109 | $2.3K | 134,927 | 0.1% |
| Aberdeen Japan Equity Fund, Inc.(XJEQX) | common stock | 00306J109 | $2.3K | 298,018 | 0.1% |
| Salient Midstream & MLP Fund | common stock | 79471V105 | $2.3K | 239,697 | 0.1% |
| Gabelli Dividend & Income Trust(XGDVX) | common stock | 36242H104 | $2.3K | 122,229 | 0.1% |
| Tortoise Pipeline & Energy Fund | common stock | 89148H108 | $2.2K | 153,484 | 0.1% |
| Norwegian Cruise Line Holdings Ltd.(NCLH) | common stock | G66721104 | $2.1K | 36,443 | 0.1% |
| Cohen & Steers Infrastructure Fund, Inc.(UTF) | common stock | 19248A109 | $2.0K | 107,334 | 0.1% |
| Tortoise Energy Infrastructure | common stock | 89147L100 | $2.0K | 71,954 | 0.1% |
| Royce Value Trust Inc.(RVT) | common stock | 780910105 | $1.9K | 159,922 | 0.1% |
| Zweig Total Return Fund Inc. | common stock | 989837208 | $1.7K | 143,629 | 0.1% |
| Tekla Healthcare Investors(HQH) | common stock | 87911J103 | $1.7K | 57,139 | 0.1% |
| Seaboard Corp.(SEB) | common stock | 811543107 | $1.7K | 580 | 0.1% |
| Consolidated Water Co. Ltd.(CWCO) | common stock | G23773107 | $1.6K | 129,538 | 0.1% |
| New Germany Fund, Inc.(GF) | common stock | 644465106 | $1.5K | 104,546 | 0.1% |
| First Trust Dynamic Europe Equity Income Fund | common stock | 33740D107 | $1.5K | 87,466 | 0.1% |
| Carnival Corp.(CCL) | common stock | 143658300 | $1.5K | 27,000 | 0.1% |
| Cohen & Steers Closed-End Opportunity Fund, Inc.(XFOFX) | common stock | 19248P106 | $1.5K | 132,537 | 0.1% |
| Japan Smaller Capitalization Fund Inc.(JOF) | common stock | 47109U104 | $1.4K | 134,155 | 0.1% |