Q3 2016 Holdings
Filed 2016-11-14 | 84 holdings | $3.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $2.1M | 669,142 | 67.1% |
| Coty Inc(COTY) | COM CL A | 222070203 | $588.0K | 25,000 | 18.8% |
| Stewart Information Services(STC) | COM | 860372101 | $45.3K | 1,019,318 | 1.4% |
| Nuveen Global EQU Inc FD | COM | 6706EH103 | $32.9K | 2,753,299 | 1.1% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $32.4K | 5,698,062 | 1.0% |
| Virtus Total Return FD | COM | 92829A103 | $23.8K | 5,016,152 | 0.8% |
| New York REIT Inc | COM | 64976L109 | $22.5K | 2,463,293 | 0.7% |
| First Trust Dividend and Inc | COM | 33731L100 | $20.0K | 2,190,168 | 0.6% |
| Nuveen Long T Commodity | COM | 670731108 | $19.4K | 1,468,743 | 0.6% |
| Swiss Helvetia Fund(SWZ) | COM | 870875101 | $18.2K | 1,700,751 | 0.6% |
| Hill International Inc | COM | 431466101 | $17.9K | 3,875,519 | 0.6% |
| Deutsche High Income Opport | COM | 25158Y102 | $14.3K | 1,012,392 | 0.5% |
| Lazard Global TOT RT & Inc(XLGIX) | COM | 52106W103 | $12.4K | 887,641 | 0.4% |
| Advent More ENH GR & Inc | COM | 00765E104 | $12.2K | 1,461,794 | 0.4% |
| Emergent Capital Inc(EMGCUSD) | COM | 29102N105 | $11.8K | 4,032,377 | 0.4% |
| MVC Capital Inc(MVC) | COM | 553829102 | $11.4K | 1,378,812 | 0.4% |
| Cushing Renaissance FD | COM | 231647108 | $10.5K | 635,722 | 0.3% |
| Pacholder High Yield Fund | COM | 693742108 | $9.4K | 1,312,701 | 0.3% |
| First Trust Aberdeen Global | COM SHR | 337319107 | $9.1K | 768,304 | 0.3% |
| Clough Global Equity Fund(XGLQX) | COM | 18914C100 | $8.8K | 773,418 | 0.3% |
| Imperial Hldgs Inc | NOTE 8.500% 2/1 | 452834AE4 | $8.1K | $9,243,000 | 0.3% |
| TRI Contl Corp COM(TY) | COM | 895436103 | $6.7K | 313,691 | 0.2% |
| Wheeler Real Estate Investme | COM | 963025101 | $6.6K | 3,746,911 | 0.2% |
| Stellar Acquisition III Inc | UNIT 03/22/2022 | Y8172W123 | $6.5K | 653,000 | 0.2% |
| General American Investors(GAM) | COM | 368802104 | $6.2K | 189,259 | 0.2% |
| Nuveen Diversified Commodity | COM | 67074P104 | $5.6K | 621,807 | 0.2% |
| Deutsche High Income Trust | SHS | 25155R100 | $4.8K | 496,077 | 0.2% |
| Japan Smaller Captlztn FD Inc(JOF) | COM | 47109U104 | $4.8K | 444,626 | 0.2% |
| Korea Equity FD Inc | COM | 50063B104 | $4.8K | 555,167 | 0.2% |
| Full Circle Cap Corp | COM | 359671104 | $4.6K | 1,752,062 | 0.1% |
| Putnam High Income Securitie | SHS BEN INT | 746779107 | $4.5K | 566,995 | 0.1% |
| Liberty All Star Equity FD SH(USA) | Common Stock | 530158104 | $4.4K | 851,229 | 0.1% |
| Arowana Inc | SHS | G05011104 | $4.1K | 400,000 | 0.1% |
| M I Acquisition Corp | UNIT 99/99/9999 | 55304A203 | $3.9K | 390,000 | 0.1% |
| Boulder Growth & Incm FD Inc(STEW) | COM | 101507101 | $3.6K | 426,605 | 0.1% |
| Pacific Special Acquisition | SHS | G68588105 | $3.1K | 300,000 | 0.1% |
| Central Secs Corp COM(CET) | COM | 155123102 | $2.9K | 137,645 | 0.1% |
| Firsthand Technology Value(SVVC) | COM | 33766Y100 | $2.5K | 315,041 | 0.1% |
| Crossroads Capital Inc | COM | 227656105 | $2.3K | 1,121,032 | 0.1% |
| JPMorgan China Region FD Inc | COM | 48126T104 | $2.3K | 132,784 | 0.1% |
| Adams Express Company(ADX) | COM | 006212104 | $2.2K | 166,914 | 0.1% |
| Andina Acquisition Corp II | SHS | G0441P104 | $2.0K | 201,285 | 0.1% |
| M III Acquisition Corp | UNIT 99/99/9999T | 55378T203 | $1.6K | 165,000 | 0.1% |
| Royce Value Trust(RVT) | COM | 780910105 | $1.1K | 88,300 | 0.0% |
| E-Compass Acquisition Corp | ORD SHS | G2920Y101 | $1.0K | 100,000 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $925 | 497,162 | 0.0% |
| Tecnoglass Inc(TGLS) | SHS | G87264100 | $876 | 72,748 | 0.0% |
| Aberdeen Singapore FD Inc | COM | 003244100 | $875 | 93,379 | 0.0% |
| Asia Tigers Fund Inc | COM | 04516T105 | $833 | 82,840 | 0.0% |
| Morgan Stanley Asia PAC FD | COM | 61744U106 | $746 | 49,443 | 0.0% |