Q4 2016 Holdings
Filed 2017-02-09 | 2367 holdings | $279.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $1 | 47,068 | 0.0% |
| Bank Amer Corp(BAC)Put | COM | 060505104 | $2 | 15,000 | 0.0% |
| Ziopharm Oncology IncCall | COM | 98973P101 | $3 | 60,000 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR)Call | SPONSORED ADR | 71654V408 | $3 | 20,000 | 0.0% |
| Celgene Corp(CELG)Call | COM | 151020104 | $3 | 43,000 | 0.0% |
| Tearlab Corp | COM | 878193101 | $5 | 10,120 | 0.0% |
| Triangle Pete Corp | COM NEW | 89600B201 | $5 | 20,075 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR)Put | SPONSORED ADR | 71654V408 | $6 | 15,400 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $7 | 14,805 | 0.0% |
| Rubicon Technology Inc | COM | 78112T107 | $7 | 11,701 | 0.0% |
| Skyworks Solutions Inc(SWKS)Call | COM | 83088M102 | $7 | 20,800 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $10 | 11,300 | 0.0% |
| Cytrx Corp | COM PAR | 232828509 | $11 | 30,272 | 0.0% |
| 22ND Centy Group Inc | COM | 90137F103 | $11 | 10,200 | 0.0% |
| Peregrine Pharmaceuticals in | COM NEW | 713661304 | $11 | 36,400 | 0.0% |
| Aercap Holdings NV(AER)Call | SHS | N00985106 | $11 | 15,800 | 0.0% |
| Nanoviricides Inc | COM NEW | 630087203 | $12 | 11,127 | 0.0% |
| Tesaro IncPut | COM | 881569107 | $12 | 10,900 | 0.0% |
| Aviragen Therapeutics Inc | COM | 053761102 | $12 | 10,016 | 0.0% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $12 | $13,000 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $13 | 19,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $13 | $14,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $13 | $14,000 | 0.0% |
| Apricus Biosciences Inc | COM NEW | 03832V307 | $14 | 10,700 | 0.0% |
| Twitter Inc(TWTRUSD)Call | COM | 90184L102 | $14 | 16,500 | 0.0% |
| Spark Networks Inc | COM | 84651P100 | $14 | 16,500 | 0.0% |
| Memorial Prodtn Partners LP | COM U REP LTD | 586048100 | $14 | 115,679 | 0.0% |
| M/I Homes Inc | NOTE 3.000% 3/0 | 55292PAB1 | $14 | $14,000 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $15 | 17,200 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $15 | 10,777 | 0.0% |
| Synchronoss Technologies Inc | NOTE 0.750% 8/1 | 87157BAA1 | $15 | $14,000 | 0.0% |
| Dipexium Pharmaceuticals Inc | COM | 25456J104 | $16 | 10,200 | 0.0% |
| Select Sector Spdr TR(XLF)Call | SBI INT-FINL | 81369Y605 | $16 | 32,600 | 0.0% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $16 | $16,000 | 0.0% |
| Ticc Capital Corp | DBCV 7.500%11/0 | 87244TAB5 | $16 | $16,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $16 | $16,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $16 | $16,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $16 | $17,000 | 0.0% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $16 | $27,000 | 0.0% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $16 | 15,500 | 0.0% |
| Isoray Inc | COM | 46489V104 | $17 | 30,000 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $17 | 10,675 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $17 | $17,000 | 0.0% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $17 | $17,000 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $17 | 13,423 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $17 | $17,000 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $18 | $19,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $18 | $18,000 | 0.0% |
| Synthesis Energy SYS Inc | COM | 871628103 | $18 | 17,500 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $18 | $18,000 | 0.0% |