Q4 2014 Holdings
Filed 2015-01-12 | 320 holdings | $19.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $11 | $11,000 | 0.0% |
| * Life Partners Holdings Inc | COM | 53215T106 | $27 | 40,840 | 0.0% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $30 | $30,000 | 0.0% |
| * Samson Oil & Gas LTD | ADR | 796043107 | $32 | 157,100 | 0.0% |
| Essex Rent Corp | COM | 297187106 | $35 | 26,810 | 0.0% |
| * Barclays Bank PLC | ETN DJUBS NAT37 | 06739H644 | $37 | 18,324 | 0.0% |
| PDL Biopharma Inc | NOTE 4.000% 2/0 | 69329YAF1 | $75 | $75,000 | 0.0% |
| * Penney J C Inc | COM | 708160106 | $78 | 11,960 | 0.0% |
| Colony Finl Inc | NOTE 3.875% 1/1 | 19624RAB2 | $93 | $93,000 | 0.0% |
| Advent Claymore ENH GRW & in | COM | 00765E104 | $96 | 10,842 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $114 | $114,000 | 0.0% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $122 | 12,532 | 0.0% |
| * Triangle Pete Corp | COM NEW | 89600B201 | $122 | 25,550 | 0.0% |
| DWS High Income TR | SHS NEW | 23337C208 | $124 | 14,168 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $125 | 15,368 | 0.0% |
| Prospect Capital Corporation | NOTE 5.500% 8/1 | 74348TAD4 | $132 | $132,000 | 0.0% |
| * Linn Energy LLC | UNIT LTD LIAB | 536020100 | $138 | 13,595 | 0.0% |
| * Two Hbrs Invt Corp | COM | 90187B101 | $144 | 14,385 | 0.0% |
| * Lexington Realty Trust(LXPUSD) | COM | 529043101 | $146 | 13,332 | 0.0% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $150 | $150,000 | 0.0% |
| * Supervalu Inc | COM | 868536103 | $154 | 15,905 | 0.0% |
| BlackRock Muni 2018 Term TR | COM | 09248C106 | $166 | 10,279 | 0.0% |
| * Permian Basin RTY TR(PBT) | UNIT BEN INT | 714236106 | $176 | 18,453 | 0.0% |
| Nuveen Amt-Free MUN Income F(XNEAX) | COM | 670657105 | $188 | 13,638 | 0.0% |
| Empire ST Rlty OP L P | UNIT LTD PRT 250 | 292102308 | $190 | 10,937 | 0.0% |
| * RF Microdevices Inc | COM | 749941100 | $195 | 11,740 | 0.0% |
| Central FD CDA LTD | CL A | 153501101 | $197 | 16,999 | 0.0% |
| * SAN Juan Basin RTY TR(SJT) | UNIT BEN INT | 798241105 | $200 | 14,000 | 0.0% |
| * Ishares Silver Trust(SLV) | ISHARES | 46428Q109 | $214 | 14,214 | 0.0% |
| * Doubleline Income Solutions(DSL) | COM | 258622109 | $226 | 11,356 | 0.0% |
| * Powershares DB Cmdty IDX TRA | UNIT BEN INT | 73935S105 | $230 | 12,480 | 0.0% |
| * Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $234 | 13,374 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $253 | 19,680 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $256 | 22,644 | 0.0% |
| * Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $287 | 12,352 | 0.0% |
| BlackRock Municipl Inc Qlty | COM | 092479104 | $291 | 20,253 | 0.0% |
| Nuveen Divid Advantage MUN F(NAD) | COM | 67066V101 | $303 | 21,170 | 0.0% |
| * Spirit Rlty Cap Inc New | COM | 84860W102 | $310 | 26,050 | 0.0% |
| * First TR S&P REIT Index FD(FRI) | COM | 33734G108 | $321 | 14,404 | 0.0% |
| Ishares TR HDG(HEWJ) | MSCI JAPAN | 46434V886 | $379 | 13,978 | 0.0% |
| Empire ST Rlty OP L P(OGCP) | UNIT LTD PRT 60 | 292102209 | $380 | 21,474 | 0.0% |
| * Select Sector Spdr TR(XLF) | SBI INT-FINL | 81369Y605 | $397 | 16,046 | 0.0% |
| * Trinity Inds Inc(TRN) | COM | 896522109 | $402 | 14,350 | 0.0% |
| * First TR Exchange Traded FD(FXO) | FINLS ALPHADEX | 33734X135 | $405 | 17,385 | 0.0% |
| Panhandle Oil and Gas Inc | CL A | 698477106 | $405 | 17,400 | 0.0% |
| * QEP RES Inc(QEP) | COM | 74733V100 | $407 | 20,118 | 0.0% |
| * First TR Exchange Traded FD(FXD) | CONSUMR DISCRE | 33734X101 | $409 | 11,411 | 0.0% |
| * First TR Exchange Traded FD(FXR) | INDLS PROD DUR | 33734X150 | $410 | 13,511 | 0.0% |
| * Market Vectors ETF TR | HG YLD MUN ETF | 57060U878 | $415 | 13,440 | 0.0% |
| * Internap Network Svcs Corp | COM PAR $.001 | 45885A300 | $419 | 52,628 | 0.0% |