Q3 2019 Holdings
Filed 2019-11-14 | 53 holdings | $551.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Adma Biologics Inc(ADMA) | COM | 000899104 | $285.0K | 64,000 | 51.7% |
| Aclaris Therapeutics Inc(ACRS) | COM | 00461U105 | $232.0K | 214,593 | 42.1% |
| Celgene Corp(CELG) | COM | 151020104 | $2.4K | 24,000 | 0.4% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $2.2K | 891,500 | 0.4% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $2.2K | 217,029 | 0.4% |
| Xtant MED Hldgs Inc(XTNT) | COM NEW | 98420P308 | $2.2K | 771,536 | 0.4% |
| Wellcare Health Plans Inc | COM | 94946T106 | $2.1K | 8,100 | 0.4% |
| Allergan PLC | SHS | G0177J108 | $2.0K | 11,700 | 0.4% |
| Versum Matls Inc | COM | 92532W103 | $1.9K | 36,500 | 0.4% |
| Bausch Health COS Inc(BHC)Put | COM | 071734107 | $1.4K | 65,200 | 0.3% |
| Zosano Pharma Corp | COM NEW | 98979H202 | $1.1K | 726,358 | 0.2% |
| Paratek Pharmaceuticals Inc | NOTE 4.750% 5/0 | 699374AB0 | $1.1K | $1,500,000 | 0.2% |
| WPX Energy IncCall | COM | 98212B103 | $1.1K | 100,000 | 0.2% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $1.0K | $2,325,000 | 0.2% |
| Medidata Solutions Inc | COM | 58471A105 | $897 | 9,800 | 0.2% |
| Dermira Inc(DERMEUR) | COM | 24983L104 | $882 | 138,000 | 0.2% |
| Affimed N V | COM | N01045108 | $825 | 280,668 | 0.1% |
| Mellanox Technologies LTD | SHS | M51363113 | $689 | 6,289 | 0.1% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $657 | 1,589,041 | 0.1% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $625 | 4,500 | 0.1% |
| Buckeye Partners L P | UNIT LTD PARTN | 118230101 | $577 | 14,042 | 0.1% |
| Sprint Corporation | COM | 85207U105 | $457 | 74,000 | 0.1% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $440 | 151,557 | 0.1% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $425 | 227,500 | 0.1% |
| Stemline Therapeutics Inc | COM | 85858C107 | $416 | 40,000 | 0.1% |
| EL Paso Elec Co | COM NEW | 283677854 | $402 | 6,000 | 0.1% |
| Acacia Communications Inc(ACIA) | COM | 00401C108 | $392 | 6,000 | 0.1% |
| Cigna Corp New(CI) | COM | 125523100 | $350 | 2,305 | 0.1% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $344 | $825,000 | 0.1% |
| Carbon Black Inc | COM | 14081R103 | $338 | 13,000 | 0.1% |
| Newmont Goldcorp Corporation(NEM) | COM | 651639106 | $325 | 8,576 | 0.1% |
| Endologix Inc(ELGXEUR) | COM NEW | 29266S304 | $323 | 81,460 | 0.1% |
| Tracon Pharmaceuticals Inc | COM | 89237H100 | $321 | 717,800 | 0.1% |
| Wells Fargo Co New(WFC) | COM | 949746101 | $312 | 6,180 | 0.1% |
| Sierra Oncology Inc | COM | 82640U107 | $307 | 786,773 | 0.1% |
| Barrick Gold Corporation(ABX) | COM | 067901108 | $277 | 16,000 | 0.1% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $272 | 431,544 | 0.0% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $249 | 1,200 | 0.0% |
| Automatic Data Processing in(ADP) | COM | 053015103 | $242 | 1,500 | 0.0% |
| Sothebys | COM | 835898107 | $224 | 3,925 | 0.0% |
| Brookfield Asset Mgmt Inc | CL A LTD VT SH | 112585104 | $221 | 4,166 | 0.0% |
| Genesee & WYO Inc | CL A | 371559105 | $221 | 2,000 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $209 | 1,500 | 0.0% |
| Wabco Hldgs Inc(WBC1EUR) | COM | 92927K102 | $201 | 1,500 | 0.0% |
| Gannett Co Inc(GCI1EUR) | COM | 36473H104 | $189 | 17,600 | 0.0% |
| Condor Hospitality TR Inc(CDORGBP) | COM NEW | 20676Y403 | $172 | 15,583 | 0.0% |
| Bellerophon Therapeutics Inc(BLPHEUR) | COM | 078771102 | $163 | 337,988 | 0.0% |
| Verastem Inc | COM | 92337C104 | $139 | 114,600 | 0.0% |
| Rosehill RES Inc | CL A | 777385105 | $123 | 63,137 | 0.0% |
| Syndax Pharmaceuticals Inc(SNDX) | COM | 87164F105 | $97 | 13,000 | 0.0% |