Q3 2020 Holdings
Filed 2020-11-13 | 325 holdings | $10.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Clear Channel Outdoor Hldgs(CCO) | COM | 18453H106 | $7 | 6,654 | 0.0% |
| CNX RES Corp(CNX) | COM | 12653C108 | $12 | 1,290 | 0.0% |
| Denbury Inc(DENEUR) | COM | 24790A101 | $14 | 777 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $80 | 44,601 | 0.0% |
| Odonate Therapeutics Inc | COM | 676079106 | $109 | 8,135 | 0.0% |
| Tricida Inc(1T7) | COM | 89610F101 | $109 | 12,081 | 0.0% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $113 | 840 | 0.0% |
| Nextcure Inc | COM | 65343E108 | $114 | 12,988 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $149 | 14,457 | 0.0% |
| Applied Therapeutics Inc(APLT) | COM | 03828A101 | $157 | 7,571 | 0.0% |
| First Eagle Altr Cap BDC Inc | COM | 26943B100 | $159 | 64,308 | 0.0% |
| Orchard Therapeutics PLC | ADS | 68570P101 | $166 | 40,292 | 0.0% |
| First TR SR Floating Rate 20 | COM SHS | 33740K101 | $179 | 21,201 | 0.0% |
| Uniqure NV(QURE) | SHS | N90064101 | $180 | 4,893 | 0.0% |
| Constellation Pharmceticls I(CNST) | COM | 210373106 | $181 | 8,940 | 0.0% |
| CUE Biopharma Inc(CUE) | COM | 22978P106 | $182 | 12,061 | 0.0% |
| Avrobio Inc | COM | 05455M100 | $183 | 14,055 | 0.0% |
| Reata Pharmaceuticals Inc(RETAEUR) | CL A | 75615P103 | $184 | 1,893 | 0.0% |
| Viela BIO Inc(VIE) | COM | 926613100 | $185 | 6,584 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $193 | 78,942 | 0.0% |
| G1 Therapeutics Inc(GTHXEUR) | COM | 3621LQ109 | $193 | 16,713 | 0.0% |
| Whitehorse FIN Inc(WHF) | COM | 96524V106 | $197 | 20,169 | 0.0% |
| Prevail Therapeutics Inc | COM | 74140Y101 | $201 | 19,773 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $202 | 81,968 | 0.0% |
| Solar SR Cap LTD | COM | 83416M105 | $205 | 16,300 | 0.0% |
| Capital Southwest Corp(CSWC) | COM | 140501107 | $208 | 14,799 | 0.0% |
| Calithera Biosciences Inc(CALAEUR) | COM | 13089P101 | $208 | 60,327 | 0.0% |
| Fidus Invt Corp(FDUS) | COM | 316500107 | $208 | 21,084 | 0.0% |
| Saratoga Invt Corp(SAR) | COM NEW | 80349A208 | $209 | 12,477 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $209 | 65,668 | 0.0% |
| Monroe Cap Corp(MRCC) | COM | 610335101 | $210 | 30,723 | 0.0% |
| Oaktree Strategic Income COR(OCSI) | COM | 67402D104 | $211 | 32,388 | 0.0% |
| Verastem Inc | COM | 92337C104 | $212 | 175,121 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $213 | 28,777 | 0.0% |
| MVC Cap Inc(MVC) | COM | 553829102 | $214 | 27,393 | 0.0% |
| Kiniksa Pharmaceuticals LTD | COM CL A | G5269C101 | $219 | 14,317 | 0.0% |
| Homology Medicines Inc | COM | 438083107 | $222 | 20,760 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $222 | 18,106 | 0.0% |
| Oyster PT Pharma Inc | COM | 69242L106 | $226 | 10,712 | 0.0% |
| Phathom Pharmaceuticals Inc(PHAT) | COM | 71722W107 | $229 | 6,242 | 0.0% |
| Stellus Cap Invt Corp(SCM) | COM | 858568108 | $230 | 26,455 | 0.0% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $231 | 79,234 | 0.0% |
| Dynavax Technologies Corp(DVAX) | COM NEW | 268158201 | $233 | 53,984 | 0.0% |
| NGM Biopharmaceuticals Inc(NGMUSD) | COM | 62921N105 | $237 | 14,880 | 0.0% |
| Molecular Templates Inc | COM | 608550109 | $238 | 21,787 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $239 | 54,106 | 0.0% |
| Regenxbio Inc(RGNX) | COM | 75901B107 | $241 | 8,759 | 0.0% |
| Aprea Therapeutics Inc | COM | 03836J102 | $242 | 10,048 | 0.0% |
| Assembly Biosciences Inc | COM | 045396108 | $243 | 14,760 | 0.0% |
| Anaptysbio Inc(ANAB) | COM | 032724106 | $245 | 16,632 | 0.0% |