Q3 2019 Holdings
Filed 2019-11-05 | 992 holdings | $52.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Twitter Inc(TWTRUSD)Call | COM | 90184L102 | $0 | 200 | 0.0% |
| Procter & Gamble Co(PG)Call | COM | 742718109 | $0 | 300 | 0.0% |
| Travelers Companies Inc(TRV)Put | COM | 89417E109 | $0 | 500 | 0.0% |
| Spdr Gold Trust(GLD)Call | GOLD SHS | 78463V107 | $3 | 100 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $3 | 10,551 | 0.0% |
| Twilio Inc(TWLO)Call | CL A | 90138F102 | $3 | 400 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $3 | 600 | 0.0% |
| Izea Worldwide Inc | COM | 46604H105 | $7 | 25,400 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $10 | 16,833 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $12 | 10,000 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | COM | 04351G101 | $12 | 43,799 | 0.0% |
| Denbury RES Inc(DNREUR) | COM NEW | 247916208 | $13 | 10,991 | 0.0% |
| Teekay Offshore Partners L P(TK) | PARTNERSHIP UN | Y8565J101 | $13 | 10,782 | 0.0% |
| Teekay Tankers LTD | CL A | Y8565N102 | $15 | 11,373 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $15 | 14,088 | 0.0% |
| Dean Foods Co New(DFODQ) | COM NEW | 242370203 | $16 | 14,158 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $18 | 18,000 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $29 | 10,926 | 0.0% |
| Alaska Communications SYS GR(ALSK) | COM | 01167P101 | $34 | 20,000 | 0.0% |
| A H Belo Corp | COM CL A | 001282102 | $41 | 11,063 | 0.0% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $41 | 26,452 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $42 | $41,000 | 0.0% |
| Ship Finance International L | NOTE 5.750%10/1 | G81075AF3 | $42 | $40,000 | 0.0% |
| Ares Cap Corp | NOTE 4.625% 3/0 | 04010LAW3 | $42 | $40,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $43 | 20,600 | 0.0% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $43 | $41,000 | 0.0% |
| Yamana Gold Inc | COM | 98462Y100 | $46 | 14,591 | 0.0% |
| Nordic American Tankers Limi(NAT) | COM | G65773106 | $65 | 30,019 | 0.0% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADS | 606822104 | $69 | 13,537 | 0.0% |
| Staffing 360 Solutions Inc | COM PAR | 852387307 | $69 | 62,949 | 0.0% |
| Aphria Inc(APH1EUR) | COM | 03765K104 | $69 | 13,221 | 0.0% |
| Colony Cap Inc New(CLNSEUR) | CL A COM | 19626G108 | $69 | 11,392 | 0.0% |
| Enzo Biochem Inc(ENZB) | COM | 294100102 | $72 | 20,000 | 0.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $72 | 10,907 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $73 | 14,522 | 0.0% |
| Accenture PLC Ireland(ACN)Put | SHS CLASS A | G1151C101 | $74 | 6,600 | 0.0% |
| Sprint Corporation | COM | 85207U105 | $94 | 15,252 | 0.0% |
| Putnam Managed MUN Incom TR(PMM) | COM | 746823103 | $95 | 12,100 | 0.0% |
| Freeport-Mcmoran Inc(FCX) | CL B | 35671D857 | $103 | 10,713 | 0.0% |
| Diversified Rstrnt Hldgs Inc | COM | 25532M105 | $106 | 178,960 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $107 | 31,983 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $107 | 27,344 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $109 | 14,619 | 0.0% |
| Banco Bilbao Vizcaya Argenta(BBVA) | SPONSORED ADR | 05946K101 | $110 | 21,107 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $116 | 12,204 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $118 | 12,232 | 0.0% |
| Ericsson(ERIC) | ADR B SEK 10 | 294821608 | $137 | 17,138 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $138 | 32,915 | 0.0% |
| Aberdeen Global Premier Ppty(XAWPX) | COM SH BEN INT | 00302L108 | $150 | 24,079 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $153 | 18,607 | 0.0% |