Q4 2019 Holdings
Filed 2020-02-13 | 97 holdings | $3.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $36 | $35,000 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $47 | $50,000 | 0.0% |
| GSV Cap Corp | NOTE 4.750% 3/2 | 36191JAC5 | $57 | $60,000 | 0.0% |
| RA MED SYS Inc | COM | 74933X104 | $58 | 51,650 | 0.0% |
| Lannet Inc | COM | 516012101 | $105 | 11,900 | 0.0% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $137 | $130,000 | 0.0% |
| KKR Real Estate FIN TR Inc | NOTE 6.125% 5/1 | 48251KAB6 | $174 | $165,000 | 0.0% |
| Direxion SHS ETF TR(ERX) | DLY ENRGY BULL3X | 25459W888 | $186 | 10,618 | 0.0% |
| Ishares TR(MUB) | NATIONAL MUN ETF | 464288414 | $201 | 1,766 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $201 | $201,000 | 0.0% |
| Booking Hldgs Inc(BKNG) | COM | 09857L108 | $205 | 100 | 0.0% |
| Altria Group Inc(MO) | COM | 02209S103 | $206 | 4,132 | 0.0% |
| Total S A(TTEN) | SPONSORED ADS | 89151E109 | $213 | 3,850 | 0.0% |
| Wisdomtree TR(AIVL) | US DIVID EX FNCL | 97717W406 | $213 | 2,306 | 0.0% |
| Ishares TR(MTUM) | USA MOMENTUM FCT | 46432F396 | $220 | 1,752 | 0.0% |
| Omega Healthcare Invs Inc(OHI) | COM | 681936100 | $233 | 5,506 | 0.0% |
| DTE Energy Co(DTE) | COM | 233331107 | $250 | 1,922 | 0.0% |
| IHS Markit LTD(IHS) | SHS | G47567105 | $257 | 3,413 | 0.0% |
| Mercadolibre Inc(MELI) | COM | 58733R102 | $268 | 468 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $276 | 802 | 0.0% |
| Shopify Inc(SHOP) | CL A | 82509L107 | $278 | 700 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $280 | $275,000 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $282 | 4,042 | 0.0% |
| Invesco Exchng Traded FD TR(PXH) | FTSE RAFI EMNG | 46138E727 | $284 | 12,719 | 0.0% |
| BlackRock Capital Investment | NOTE 5.000% 6/1 | 092533AC2 | $310 | $310,000 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $318 | $310,000 | 0.0% |
| Koninklijke Philips N V(PHG) | NY REG SH NEW | 500472303 | $367 | 7,512 | 0.0% |
| American Express Co(AXP) | COM | 025816109 | $401 | 3,220 | 0.0% |
| US Bancorp del(USB) | COM NEW | 902973304 | $410 | 6,908 | 0.0% |
| Aircastle LTD(AYR) | COM | G0129K104 | $414 | 12,935 | 0.0% |
| International Business Machs(IBM) | COM | 459200101 | $470 | 3,506 | 0.0% |
| Marathon Pete Corp(MPC) | COM | 56585A102 | $471 | 7,814 | 0.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $474 | $500,000 | 0.0% |
| Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $488 | 57,420 | 0.0% |
| Royal Dutch Shell PLC(R6C2) | SPON ADR B | 780259107 | $510 | 8,500 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $520 | $515,000 | 0.0% |
| Loews Corp(L) | COM | 540424108 | $521 | 9,920 | 0.0% |
| Chevron Corp New(CVX) | COM | 166764100 | $551 | 4,574 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $624 | $609,000 | 0.0% |
| Norfolk Southern Corp(NSC) | COM | 655844108 | $628 | 3,235 | 0.0% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $632 | $624,000 | 0.0% |
| Allstate Corp(ALL) | COM | 020002101 | $632 | 5,620 | 0.0% |
| Truist Finl Corp(TFC) | COM | 89832Q109 | $657 | 11,659 | 0.0% |
| Vanguard Index FDS(VV) | LARGE CAP ETF | 922908637 | $658 | 4,449 | 0.0% |
| Wisdomtree TR(DWM) | INTL EQUITY FD | 97717W703 | $684 | 12,786 | 0.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $706 | 109,680 | 0.0% |
| Activision Blizzard Inc(ATVIEUR) | COM | 00507V109 | $747 | 12,572 | 0.0% |
| Iron MTN Inc New(IRM) | COM | 46284V101 | $756 | 23,731 | 0.0% |
| CSX Corp(CSX) | COM | 126408103 | $815 | 11,264 | 0.0% |
| Vodafone Group PLC New(VOD) | SPONSORED ADR | 92857W308 | $834 | 43,147 | 0.0% |