Q3 2020 Holdings
Filed 2020-11-17 | 123 holdings | $52.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $31 | $30,000 | 0.0% |
| Brandywinegbl GBL Incm OPP(BWG) | COM | 10537L104 | $150 | 13,072 | 0.0% |
| Lazard Global Total Return &(XLGIX) | COM | 52106W103 | $168 | 10,800 | 0.0% |
| BlackRock MUN Income Invt TR | SH BEN INT | 09248H105 | $171 | 13,200 | 0.0% |
| Virtus Global Multi-Sec Inc(VGI) | COM | 92829B101 | $187 | 17,332 | 0.0% |
| SEA LTD(SE) | SPONSORD ADS | 81141R100 | $200 | 1,300 | 0.0% |
| Center Coast Brkfld MLP Enrg | SHS BEN INT | 151461209 | $216 | 29,060 | 0.0% |
| Duff & Phelps SLT Engy and M | COM | 26433F108 | $230 | 656,213 | 0.0% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $239 | 66,300 | 0.0% |
| Voya Asia PAC Divid Equity I(IAE) | COM | 92912J102 | $246 | 31,016 | 0.0% |
| Fiduciary Claymore Engry INF | COM | 31647Q205 | $279 | 38,800 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 184692200 | $327 | 29,600 | 0.0% |
| Tekla Healthcare Invs(HQH) | SH BEN INT | 87911J103 | $332 | 16,100 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $341 | 41,000 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $367 | 38,387 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $369 | 44,021 | 0.0% |
| 21Vianet Group Inc(VNET) | SPONSORED ADS A | 90138A103 | $412 | 17,800 | 0.0% |
| Voya Glbl ADV & Prem OPP FD(IGA) | COM | 92912R104 | $554 | 66,394 | 0.0% |
| Pinduoduo Inc(PDD) | SPONSORED ADS | 722304102 | $564 | 7,600 | 0.0% |
| Autohome Inc(ATHM) | SP ADR RP CL A | 05278C107 | $595 | 6,200 | 0.0% |
| Masimo Corp(MASI) | COM | 574795100 | $661 | 2,800 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $662 | 189,176 | 0.0% |
| GDS Hldgs LTD(GDS) | SPONSORED ADS | 36165L108 | $671 | 8,195 | 0.0% |
| Eaton Vance SR Income TR(EVF) | SH BEN INT | 27826S103 | $713 | 121,503 | 0.0% |
| TAL Education Group(TAL) | SPONSORED ADS | 874080104 | $753 | 9,900 | 0.0% |
| New Oriental ED & Technology | SPON ADR | 647581107 | $777 | 5,200 | 0.0% |
| Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | $780 | 55,648 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $787 | 96,000 | 0.0% |
| Western Asset High Income FD(HIX) | COM | 95766J102 | $883 | 138,000 | 0.0% |
| Idexx Labs Inc(IDXX) | COM | 45168D104 | $975 | 2,481 | 0.0% |
| Netease Inc(NTES) | SPONSORED ADS | 64110W102 | $984 | 2,165 | 0.0% |
| Pioneer Floating Rate TR(XPHDX) | COM | 72369J102 | $1.0K | 101,246 | 0.0% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $1.0K | 58,926 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $1.3K | 146,850 | 0.0% |
| Western Asset Global High in(EHI) | COM | 95766B109 | $1.4K | 140,072 | 0.0% |
| Lilly ELI & Co(LLY) | COM | 532457108 | $1.4K | 9,213 | 0.0% |
| Kura Oncology Inc(KURA) | COM | 50127T109 | $1.6K | 50,661 | 0.0% |
| Zimmer Biomet Holdings Inc(ZBH) | COM | 98956P102 | $1.6K | 11,805 | 0.0% |
| Nexpoint Strategic Opportes(NXDT) | COM NEW | 65340G205 | $2.0K | 226,858 | 0.0% |
| Central Secs Corp(CET) | COM | 155123102 | $2.0K | 67,838 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.375% 4/0 | 85571BAH8 | $2.2K | $2,315,000 | 0.0% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $2.3K | $2,299,000 | 0.0% |
| Jd.com Inc(JD) | SPON ADR CL A | 47215P106 | $2.4K | 30,900 | 0.0% |
| Western Asset High Income OP(HIO) | COM | 95766K109 | $2.5K | 519,716 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $2.6K | 232,560 | 0.0% |
| Nuveen CR Strategies Income(XJQCX) | COM SHS | 67073D102 | $2.7K | 448,907 | 0.0% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $3.1K | $3,000,000 | 0.0% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $3.1K | 501,552 | 0.0% |
| Highland Income FD(HFRO) | HIGHLAND INCOME | 43010E404 | $3.3K | 382,327 | 0.0% |
| Gossamer BIO Inc | NOTE 5.000% 6/0 | 38341PAA0 | $3.6K | $3,500,000 | 0.0% |