Q3 2014 Holdings
Filed 2014-11-13 | 1510 holdings | $5.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abbvie Inc(ABBV) | COM | 00287Y109 | $1.1M | 18,374 | 20.6% |
| Conocophillips(COP) | COM | 20825C104 | $1.0M | 13,641 | 20.3% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $902.0K | 10,150 | 17.5% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $362.0K | 14,750 | 7.0% |
| Cullen Frost Bankers Inc(CFR) | COM | 229899109 | $291.0K | 3,800 | 5.7% |
| Cummins Inc(CMI) | COM | 231021106 | $165.0K | 1,356 | 3.2% |
| Corning Inc(GLW) | COM | 219350105 | $133.0K | 6,911 | 2.6% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $126.8K | 1,348,555 | 2.5% |
| Biogen Idec Inc(BIIB) | COM | 09062X103 | $96.0K | 290 | 1.9% |
| Aerovironment Inc(AVAV) | COM | 008073108 | $86.0K | 2,855 | 1.7% |
| CAL Dive Intl Inc del(CDVIQ) | COM | 12802T101 | $58.0K | 60,000 | 1.1% |
| Autozone Inc(AZO) | COM | 053332102 | $51.0K | 100 | 1.0% |
| PDL Biopharma Inc | NOTE 4.000% 2/0 | 69329YAF1 | $44.3K | $45,357,000 | 0.9% |
| Main Street Capital Corp(MAIN) | COM | 56035L104 | $44.2K | 1,443,273 | 0.9% |
| Colony Finl Inc | NOTE 3.875% 1/1 | 19624RAB2 | $43.0K | $43,739,000 | 0.8% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $42.8K | $41,060,000 | 0.8% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $38.9K | $32,869,000 | 0.8% |
| Prospect Capital Corporation | NOTE 5.500% 8/1 | 74348TAD4 | $38.4K | $37,263,000 | 0.7% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $33.6K | 170,411 | 0.7% |
| Memorial Prodtn Partners LP | COM U REP LTD | 586048100 | $27.5K | 1,250,809 | 0.5% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $15.6K | $17,570,000 | 0.3% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $14.6K | 363,054 | 0.3% |
| Apple Inc(AAPL) | COM | 037833100 | $11.9K | 118,251 | 0.2% |
| Occidental Pete Corp del(OXY) | COM | 674599105 | $11.2K | 116,431 | 0.2% |
| Mcdonalds Corp(MCD) | COM | 580135101 | $8.9K | 94,391 | 0.2% |
| Chevron Corp New(CVX) | COM | 166764100 | $8.4K | 70,454 | 0.2% |
| Ishares(IDV) | INTL SEL DIV ETF | 464288448 | $6.5K | 181,331 | 0.1% |
| Lincoln Elec Hldgs Inc(LECO) | COM | 533900106 | $5.4K | 78,800 | 0.1% |
| Grupo Televisa SA(TLV) | SPON ADR REP ORD | 40049J206 | $5.2K | 152,200 | 0.1% |
| International Business Machs(IBM) | COM | 459200101 | $4.9K | 25,643 | 0.1% |
| Johnson & Johnson(JNJ) | COM | 478160104 | $4.8K | 45,384 | 0.1% |
| BB&T Corp(BBTUSD) | COM | 054937107 | $4.6K | 122,750 | 0.1% |
| Icahn Enterprises LP(IEP) | DEPOSITARY UNIT | 451100101 | $4.5K | 42,825 | 0.1% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $4.4K | 40,524 | 0.1% |
| Vanguard Specialized Portfol(VIG) | DIV APP ETF | 921908844 | $4.4K | 56,808 | 0.1% |
| Vanguard BD Index FD Inc(BSV) | SHORT TRM BOND | 921937827 | $4.3K | 53,625 | 0.1% |
| Vanguard BD Index FD Inc(BIV) | INTERMED TERM | 921937819 | $4.3K | 50,549 | 0.1% |
| Select Sector Spdr TR(XLV) | SBI HEALTHCARE | 81369Y209 | $4.0K | 63,052 | 0.1% |
| Select Sector Spdr TR(XLK) | TECHNOLOGY | 81369Y803 | $4.0K | 99,193 | 0.1% |
| Select Sector Spdr TR(XLU) | SBI INT-UTILS | 81369Y886 | $3.8K | 91,248 | 0.1% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $3.8K | $3,726,000 | 0.1% |
| China Mobile Limited | SPONSORED ADR | 16941M109 | $3.7K | 63,014 | 0.1% |
| Vanguard Index FDS(VNQ) | REIT ETF | 922908553 | $3.6K | 50,460 | 0.1% |
| Ishares TR(IYE) | U.S. ENERGY ETF | 464287796 | $3.5K | 68,468 | 0.1% |
| Vanguard Intl Equity Index F(VGK) | FTSE EUROPE ETF | 922042874 | $3.5K | 63,250 | 0.1% |
| Gran Tierra Energy Inc | COM | 38500T101 | $3.4K | 617,550 | 0.1% |
| Procter & Gamble Co(PG) | COM | 742718109 | $3.3K | 39,589 | 0.1% |
| Statoil ASA | SPONSORED ADR | 85771P102 | $3.3K | 122,030 | 0.1% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $3.2K | 64,078 | 0.1% |
| Ishares Gold Trust(IAUUSD) | ISHARES | 464285105 | $3.1K | 267,430 | 0.1% |