Q1 2016 Holdings
Filed 2016-04-27 | 619 holdings | $7.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Leapfrog Enterprises Inc | CL A | 52186N106 | $0 | 188,893 | 0.0% |
| Gladstone Invt Corp(GAIN) | COM | 376546107 | $0 | 10,235 | 0.0% |
| Nuveen Amt-Free MUN Income F(XNEAX) | COM | 670657105 | $0 | 10,037 | 0.0% |
| Nuveen Quality MUN FD Inc | COM | 67062N103 | $0 | 10,063 | 0.0% |
| Ishares TR | MRG RL ES CP ETF | 464288539 | $1 | 91,033 | 0.0% |
| Fifth Street Finance Corp | COM | 31678A103 | $1 | 111,258 | 0.0% |
| Equity Comwlth(HP5A) | COM SH BEN INT | 294628102 | $1 | 33,946 | 0.0% |
| American Cap LTD | COM | 02503Y103 | $1 | 79,174 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $1 | 56,223 | 0.0% |
| Apollo Invt Corp | COM | 03761U106 | $1 | 127,260 | 0.0% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $1 | 76,228 | 0.0% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $2 | $2,523,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $2 | $2,287,000 | 0.0% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $2 | $2,526,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $2 | $2,228,000 | 0.0% |
| Linn Energy LLC | UNIT LTD LIAB | 536020100 | $5 | 16,699 | 0.0% |
| Pernix Therapeutics Hldgs in | COM | 71426V108 | $11 | 10,000 | 0.0% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $11 | 21,105 | 0.0% |
| Energy XXI LTD | USD UNRS SHS | G10082140 | $18 | 29,600 | 0.0% |
| Halcon RES Corp | COM PAR | 40537Q506 | $22 | 23,520 | 0.0% |
| KKR & Co L P del | COM UNITS | 48248M102 | $26 | 53,983 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $39 | $2,732,000 | 0.0% |
| Mid CON Energy Partners LP | COM UNIT REPST | 59560V109 | $39 | 22,080 | 0.0% |
| Sandridge Mississippian TR I | SH BEN INT | 80007V106 | $40 | 23,050 | 0.0% |
| Pedevco Corp | COM NEW | 70532Y204 | $46 | 245,500 | 0.0% |
| Approach Resources Inc | COM | 03834A103 | $47 | 40,668 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $49 | 21,300 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $53 | 23,860 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $62 | 12,400 | 0.0% |
| North Atlantic Drilling LTD | COM | G6613P129 | $69 | 25,456 | 0.0% |
| Oasis Pete Inc New | COM | 674215108 | $73 | 10,000 | 0.0% |
| Ezcorp Inc | NOTE 2.625% 6/1 | 302301AB2 | $115 | $8,203,000 | 0.0% |
| Enlink Midstream LLC(0E41) | COM UNIT REP LTD | 29336T100 | $128 | 11,334 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $131 | 29,932 | 0.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $134 | 151,867 | 0.0% |
| Claymore Exchange TRD FD TR | GUGG CA ENRG INC | 18383Q606 | $138 | 17,890 | 0.0% |
| Cliffs NAT RES Inc | COM | 18683K101 | $147 | 49,000 | 0.0% |
| Earthstone Energy Inc | COM NEW | 27032D205 | $147 | 12,100 | 0.0% |
| Medical Pptys Trust Inc(MPT) | COM | 58463J304 | $156 | 12,000 | 0.0% |
| Navios Maritime Partners L P | UNIT LPI | Y62267102 | $163 | 131,650 | 0.0% |
| Flamel Technologies SA | SPONSORED ADR | 338488109 | $166 | 15,000 | 0.0% |
| Reading International Inc(RDI) | CL A | 755408101 | $167 | 13,953 | 0.0% |
| Potash Corp Sask Inc | COM | 73755L107 | $170 | 10,000 | 0.0% |
| Marathon Oil Corp(MRO*) | COM | 565849106 | $172 | 15,472 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $186 | 45,210 | 0.0% |
| Aemetis Inc(AMTX) | COM NEW | 00770K202 | $189 | 93,048 | 0.0% |
| Ross Stores Inc(ROST) | COM | 778296103 | $203 | 3,500 | 0.0% |
| Thermo Fisher Scientific Inc(TMO) | COM | 883556102 | $204 | 1,435 | 0.0% |
| Rice Energy Inc | COM | 762760106 | $209 | 15,000 | 0.0% |
| Universal Corp VA(UVV) | COM | 913456109 | $210 | 3,697 | 0.0% |