Q4 2018 Holdings
Filed 2019-01-29 | 33 holdings | $49.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $12.7K | 12,562,000 | 25.8% |
| Ezcorp Inc | NOTE 2.125% 6/1 | 302301AB2 | $7.5K | 7,659,000 | 15.1% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $6.0K | 6,308,000 | 12.2% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $5.0K | 5,661,000 | 10.1% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $4.6K | 4,873,000 | 9.4% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $2.8K | 2,802,000 | 5.8% |
| Spdr Series Trust | BLOOMBERG BRCLYS | 78464A417 | $1.1K | 32,830 | 2.2% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $1.1K | 9,989 | 2.2% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $997 | 235,766 | 2.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $953 | 151,073 | 1.9% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $819 | 20,608 | 1.7% |
| Ishares TR(REM) | MORTGE REL ETF | 46435G342 | $684 | 17,115 | 1.4% |
| International Business Machs(IBM) | COM | 459200101 | $535 | 4,703 | 1.1% |
| OCH Ziff Cap Mgmt Group | CL A | 67551U105 | $330 | 358,480 | 0.7% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $304 | 15,829 | 0.6% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $291 | 9,765 | 0.6% |
| Apple Inc(AAPL) | COM | 037833100 | $256 | 1,623 | 0.5% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $249 | 244,000 | 0.5% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $242 | 19,444 | 0.5% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $242 | 83,359 | 0.5% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $239 | 9,758 | 0.5% |
| Chevron Corp New(CVX) | COM | 166764100 | $238 | 2,188 | 0.5% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $226 | 14,520 | 0.5% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $224 | 20,044 | 0.5% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $222 | 23,926 | 0.5% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $221 | 21,014 | 0.4% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $221 | 241,000 | 0.4% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $214 | 3,144 | 0.4% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $205 | 3,640 | 0.4% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $188 | 22,307 | 0.4% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $139 | 13,123 | 0.3% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $137 | 14,231 | 0.3% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $135 | 10,685 | 0.3% |