Q1 2019 Holdings
Filed 2019-05-10 | 34 holdings | $51.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $11.8K | 10,278,000 | 22.8% |
| Ezcorp Inc | NOTE 2.125% 6/1 | 302301AB2 | $7.1K | 7,119,000 | 13.7% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $6.0K | 6,117,000 | 11.7% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $6.0K | 6,347,000 | 11.6% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $4.6K | 4,744,000 | 9.0% |
| Envestnet Inc | NOTE 1.750%12/1 | 29404KAA4 | $3.1K | 2,802,000 | 6.0% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $1.7K | 15,730 | 3.3% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $1.2K | 238,639 | 2.4% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $1.0K | 20,612 | 2.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $999 | 153,207 | 1.9% |
| Ishares TR(REM) | MORTGE REL ETF | 46435G342 | $742 | 17,117 | 1.4% |
| International Business Machs(IBM) | COM | 459200101 | $672 | 4,760 | 1.3% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $558 | 6,452 | 1.1% |
| Spdr Series Trust | BLOOMBERG BRCLYS | 78464A417 | $552 | 15,337 | 1.1% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $535 | 12,579 | 1.0% |
| Vanguard BD Index FD Inc(BND) | TOTAL BND MRKT | 921937835 | $526 | 6,482 | 1.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $344 | 16,488 | 0.7% |
| Blackstone Group L P(BXUSD) | COM UNIT LTD | 09253U108 | $342 | 9,767 | 0.7% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $318 | 85,368 | 0.6% |
| Apple Inc(AAPL) | COM | 037833100 | $317 | 1,670 | 0.6% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $305 | 19,446 | 0.6% |
| Chevron Corp New(CVX) | COM | 166764100 | $276 | 2,243 | 0.5% |
| Apollo Global Mgmt LLC | CL A SHS | 037612306 | $276 | 9,783 | 0.5% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $272 | 21,925 | 0.5% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $269 | 26,213 | 0.5% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $267 | 23,013 | 0.5% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $261 | 3,235 | 0.5% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $221 | 3,745 | 0.4% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $188 | 22,307 | 0.4% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $178 | 14,337 | 0.3% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $177 | 10,326 | 0.3% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $170 | 11,777 | 0.3% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $159 | 15,481 | 0.3% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $146 | 156,000 | 0.3% |