Q3 2019 Holdings
Filed 2019-10-31 | 34 holdings | $45.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $9.6K | 9,937,000 | 21.0% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $8.3K | 8,484,000 | 18.3% |
| Ezcorp Inc | NOTE 2.375% 5/0 | 302301AE6 | $5.7K | 7,242,000 | 12.6% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $5.7K | 5,519,000 | 12.5% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $4.7K | 4,577,000 | 10.3% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $1.3K | 11,795 | 2.9% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $1.3K | 242,605 | 2.8% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $1.0K | 156,513 | 2.3% |
| Ishares TR(REM) | MORTGE REL ETF | 46435G342 | $721 | 17,123 | 1.6% |
| International Business Machs(IBM) | COM | 459200101 | $701 | 4,821 | 1.5% |
| Sculptor Cap Mgmt(35OB) | COM CL A | 811246107 | $699 | 35,861 | 1.5% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $431 | 1,453 | 0.9% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $385 | 5,900 | 0.8% |
| Apple Inc(AAPL) | COM | 037833100 | $383 | 1,710 | 0.8% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $383 | 19,451 | 0.8% |
| Apollo Global Mgmt Inc(APOEUR) | COM CL A | 03768E105 | $371 | 9,820 | 0.8% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $362 | 17,516 | 0.8% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $332 | 24,406 | 0.7% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $317 | 29,464 | 0.7% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $311 | 25,926 | 0.7% |
| Chevron Corp New(CVX) | COM | 166764100 | $275 | 2,321 | 0.6% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $239 | 3,379 | 0.5% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $237 | 3,919 | 0.5% |
| Hancock John Tax-Adv DIV Inc(HTD) | COM | 41013V100 | $220 | 7,726 | 0.5% |
| Eaton Vance TAX Advt DIV Inc(XEVTX) | COM | 27828G107 | $209 | 8,519 | 0.5% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $206 | 13,033 | 0.5% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $203 | 15,968 | 0.4% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $192 | 10,326 | 0.4% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $187 | 10,889 | 0.4% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $176 | 81,713 | 0.4% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $158 | 17,408 | 0.3% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $110 | 115,000 | 0.2% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $90 | 22,307 | 0.2% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $59 | 11,371 | 0.1% |