Q4 2019 Holdings
Filed 2020-02-04 | 43 holdings | $50.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $10.6K | 9,901,000 | 21.1% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $8.4K | 8,460,000 | 16.7% |
| Ezcorp Inc | NOTE 2.375% 5/0 | 302301AE6 | $7.3K | 9,003,000 | 14.5% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $5.6K | 5,490,000 | 11.2% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $4.9K | 4,758,000 | 9.6% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $1.4K | 12,027 | 2.7% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $1.3K | 243,896 | 2.6% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $1.0K | 157,277 | 2.0% |
| Sculptor Cap Mgmt(35OB) | COM CL A | 811246107 | $793 | 35,862 | 1.6% |
| Ishares TR(REM) | MORTGE REL ETF | 46435G342 | $763 | 17,126 | 1.5% |
| International Business Machs(IBM) | COM | 459200101 | $649 | 4,842 | 1.3% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $484 | 19,453 | 1.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $468 | 1,454 | 0.9% |
| Ishares TR(EFA) | MSCI EAFE ETF | 464287465 | $404 | 5,825 | 0.8% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $388 | 8,719 | 0.8% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $365 | 17,716 | 0.7% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $351 | 25,079 | 0.7% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $339 | 30,289 | 0.7% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $323 | 26,613 | 0.6% |
| Apollo Global Mgmt Inc(APOEUR) | COM CL A | 03768E105 | $308 | 6,451 | 0.6% |
| Chevron Corp New(CVX) | COM | 166764100 | $282 | 2,338 | 0.6% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $260 | 80,063 | 0.5% |
| Kraft Heinz Co(KHC) | COM | 500754106 | $253 | 7,860 | 0.5% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $243 | 3,955 | 0.5% |
| HP Inc(HPQ) | COM | 40434L105 | $239 | 11,637 | 0.5% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $238 | 3,411 | 0.5% |
| Eaton Vance TAX Advt DIV Inc(XEVTX) | COM | 27828G107 | $224 | 8,758 | 0.4% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $223 | 16,385 | 0.4% |
| Hancock John Tax-Adv DIV Inc(HTD) | COM | 41013V100 | $217 | 7,923 | 0.4% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $214 | 13,546 | 0.4% |
| Cohen & Steers LTD DUR PFD I(LDP) | COM | 19248C105 | $202 | 7,688 | 0.4% |
| Ares Cap Corp(ARCC) | COM | 04010L103 | $193 | 10,326 | 0.4% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $181 | 11,189 | 0.4% |
| FAT Brands Inc(FATAQ) | COM | 30258N105 | $167 | 36,760 | 0.3% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $164 | 17,866 | 0.3% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $151 | 10,344 | 0.3% |
| BlackRock Muni Inter DR FD I(XMUIX) | COM | 09253X102 | $150 | 10,551 | 0.3% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $149 | 11,588 | 0.3% |
| Alliancebernstein Natl Muni(AFB) | COM | 01864U106 | $147 | 10,527 | 0.3% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $146 | 10,157 | 0.3% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $90 | 22,307 | 0.2% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $88 | 93,000 | 0.2% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $57 | 11,851 | 0.1% |