Q1 2020 Holdings
Filed 2020-04-27 | 35 holdings | $47.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $10.3K | 9,762,000 | 21.8% |
| Colony Cap Inc | NOTE 5.000% 4/1 | 19624RAA4 | $6.8K | 8,356,000 | 14.6% |
| Ezcorp Inc | NOTE 2.375% 5/0 | 302301AE6 | $6.6K | 8,915,000 | 14.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $6.1K | 6,635,000 | 13.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $4.6K | 5,394,000 | 9.9% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $4.3K | 4,715,000 | 9.2% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $1.5K | 12,758 | 3.1% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $799 | 246,489 | 1.7% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $679 | 159,842 | 1.4% |
| International Business Machs(IBM) | COM | 459200101 | $543 | 4,892 | 1.2% |
| Sculptor Cap Mgmt(35OB) | COM CL A | 811246107 | $486 | 35,869 | 1.0% |
| Ishares TR(REM) | MORTGE REL ETF | 46435G342 | $320 | 17,131 | 0.7% |
| BlackRock CR Allocation Inco(BTZ) | COM | 092508100 | $311 | 26,683 | 0.7% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $286 | 32,497 | 0.6% |
| Alliancebernstein Global HIG(XAWFX) | COM | 01879R106 | $265 | 28,617 | 0.6% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $261 | 19,454 | 0.6% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $220 | 852 | 0.5% |
| Verizon Communications Inc(VZ) | COM | 92343V104 | $219 | 4,072 | 0.5% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $217 | 76,788 | 0.5% |
| Apollo Global Mgmt Inc(APOEUR) | COM CL A | 03768E105 | $216 | 6,459 | 0.5% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $215 | 18,476 | 0.5% |
| HP Inc(HPQ) | COM | 40434L105 | $207 | 11,902 | 0.4% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $181 | 14,386 | 0.4% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $170 | 17,412 | 0.4% |
| BlackRock Multi-Sector Inc T(BIT) | COM | 09258A107 | $147 | 12,184 | 0.3% |
| Templeton Emerging Mkts Inco(TEI) | COM | 880192109 | $147 | 19,715 | 0.3% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $145 | 11,658 | 0.3% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $143 | 10,380 | 0.3% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX) | COM | 670657105 | $138 | 10,195 | 0.3% |
| BlackRock Muni Inter DR FD I(XMUIX) | COM | 09253X102 | $138 | 10,586 | 0.3% |
| Alliancebernstein Natl Muni(AFB) | COM | 01864U106 | $135 | 10,582 | 0.3% |
| FAT Brands Inc(FATAQ) | COM | 30258N105 | $84 | 36,760 | 0.2% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $51 | 54,000 | 0.1% |
| Pitney Bowes Inc(PBI) | COM | 724479100 | $46 | 22,307 | 0.1% |
| Wisdomtree Invts Inc(WT) | COM | 97717P104 | $33 | 14,219 | 0.1% |