Q3 2019 Holdings
Filed 2019-10-28 | 97 holdings | $2.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ascendis Pharma A S(ASND) | SPONSORED ADR | 04351P101 | $1.0M | 10,530 | 52.0% |
| Arvinas Inc(ARVN) | COM | 04335A105 | $506.0K | 23,500 | 25.9% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $351.0K | 1,218 | 18.0% |
| RMR Real Estate Income Fund | COM | 76970B101 | $5.6K | 274,541 | 0.3% |
| Nexpoint Strategic Oportunt(NXDT) | COM NEW | 65340G205 | $5.5K | 305,421 | 0.3% |
| Dividend & Income Fund | COM NEW | 25538A204 | $4.3K | 355,658 | 0.2% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $2.4K | 261,043 | 0.1% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $2.3K | 209,001 | 0.1% |
| Adams NAT RES FD Inc(PEO) | COM | 00548F105 | $2.3K | 146,832 | 0.1% |
| Central Secs Corp(CET) | COM | 155123102 | $2.2K | 71,457 | 0.1% |
| Morgan Stanley India Invs FD(IIF) | COM | 61745C105 | $2.2K | 117,700 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.2K | 15,939 | 0.1% |
| ASA Gold and Precious Mtls L(NVGLF) | SHS | G3156P103 | $2.2K | 181,649 | 0.1% |
| Eagle Grwth & Income Oppty F | COM SHS BEN IN | 26958J105 | $2.2K | 136,400 | 0.1% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $2.2K | 210,700 | 0.1% |
| Gabelli GLB SML & MD CP VAL(GGZ) | COM | 36249W104 | $2.2K | 193,453 | 0.1% |
| US Bancorp del(USB) | COM NEW | 902973304 | $2.0K | 36,766 | 0.1% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $2.0K | 249,400 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $1.7K | 7,434 | 0.1% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $1.6K | 195,998 | 0.1% |
| Kayne Anderson Mdstm Energy | COM | 48661E108 | $1.4K | 131,927 | 0.1% |
| Clearbridge MLP and Midstrm | COM | 18469Q108 | $1.4K | 155,885 | 0.1% |
| Wave Life Sciences LTD(WVE) | SHS | Y95308105 | $1.4K | 66,486 | 0.1% |
| THL CR SR LN FD | COM | 87244R103 | $1.2K | 79,771 | 0.1% |
| Synthorx Inc | COM | 87167A103 | $1.2K | 70,683 | 0.1% |
| New Ireland Fund Inc | COM | 645673104 | $1.1K | 132,609 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $1.1K | 628 | 0.1% |
| Highland Income Fund(HFRO) | HIGHLAND INCOME | 43010E404 | $1.1K | 79,100 | 0.1% |
| Aberdeen Japan Equity FD Inc(XJEQX) | COM | 00306J109 | $1.0K | 137,516 | 0.1% |
| Ishares Inc(EEMS) | EM MKT SM-CP ETF | 464286475 | $891 | 21,164 | 0.0% |
| Nike Inc(NKE) | CL B | 654106103 | $836 | 8,906 | 0.0% |
| Eagle Cap Growth FD Inc | COM | 269451100 | $796 | 99,456 | 0.0% |
| Intel Corp(INTC) | COM | 458140100 | $726 | 14,094 | 0.0% |
| Solid Biosciences Inc | COM | 83422E105 | $712 | 68,900 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $706 | 1,885 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $656 | 64,847 | 0.0% |
| Lockheed Martin Corp(LMT) | COM | 539830109 | $646 | 1,655 | 0.0% |
| Mexico Equity & Income FD(MXE) | COM | 592834105 | $587 | 55,770 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $563 | 71,198 | 0.0% |
| Nuveen New Jersey Qult MUN F(NXJ) | COM | 67069Y102 | $548 | 37,846 | 0.0% |
| General Amern Invs Inc(GAM) | COM | 368802104 | $532 | 14,637 | 0.0% |
| Nuveen Arizona Qlty MUN Inc(NAZ) | COM | 67061W104 | $518 | 38,517 | 0.0% |
| Japan Smaller Captlztn FD in(JOF) | COM | 47109U104 | $512 | 58,405 | 0.0% |
| Berkshire Hathaway Inc del(BRK/B) | CL B NEW | 084670702 | $479 | 2,305 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $477 | 113,900 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $467 | 2,020 | 0.0% |
| General Dynamics Corp(GD) | COM | 369550108 | $462 | 2,531 | 0.0% |
| Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | $440 | 28,900 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $438 | 35,700 | 0.0% |
| Wisdomtree TR(DLS) | INTL SMCAP DIV | 97717W760 | $418 | 6,574 | 0.0% |