Q1 2020 Holdings
Filed 2020-05-07 | 254 holdings | $2.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ascendis Pharma A S(ASND) | SPONSORED ADR | 04351P101 | $1.4M | 12,160 | 49.5% |
| Credit Suisse High YLD BND F(DHY) | SH BEN INT | 22544F103 | $446.0K | 252,849 | 16.1% |
| Arvinas Inc(ARVN) | COM | 04335A105 | $391.0K | 9,700 | 14.1% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $310.0K | 1,088 | 11.2% |
| Highland Income FD(HFRO) | HIGHLAND INCOME | 43010E404 | $12.0K | 1,405,200 | 0.4% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $8.8K | 2,607,370 | 0.3% |
| Nexpoint Strategic Oportunt(NXDT) | COM NEW | 65340G205 | $7.2K | 868,183 | 0.3% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $7.0K | 1,352,962 | 0.3% |
| Invesco Dynamic CR Opportuni | COM | 46132R104 | $6.5K | 810,965 | 0.2% |
| Rivernorth Marketplace Lendi(XRSFX) | COM | 76882B108 | $6.0K | 372,071 | 0.2% |
| Vaneck Vectors ETF TR(HYD) | HIGH YLD MUN ETF | 92189H409 | $5.4K | 104,116 | 0.2% |
| Vertical Cap Income FD(CCIF) | SHS BEN INT | 92535C104 | $5.3K | 635,500 | 0.2% |
| Templeton Emerging Mkts Inco(TEI) | COM | 880192109 | $4.7K | 623,386 | 0.2% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $4.6K | 365,049 | 0.2% |
| Invesco Exchange-Traded FD T(PCEF) | CEF INM COMPSI | 46138E404 | $4.3K | 246,733 | 0.2% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $4.2K | 1,316,992 | 0.2% |
| Central Secs Corp(CET) | COM | 155123102 | $4.1K | 160,522 | 0.1% |
| Ishares TR(DGRO) | CORE DIV GRWTH | 46434V621 | $4.1K | 126,036 | 0.1% |
| Ares Dynamic CR Allocation F(ARDC) | COM | 04014F102 | $4.1K | 378,666 | 0.1% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $4.0K | 220,948 | 0.1% |
| Pimco Enrgy Tactical CR OPP(PDX) | COM SHS BEN INT | 69346N107 | $4.0K | 739,297 | 0.1% |
| Calamos LNG SHR EQT Dynamic(CPZ) | COM | 12812C106 | $3.9K | 270,268 | 0.1% |
| Western AST Infl LKD OPP & I(WIW) | COM | 95766R104 | $3.8K | 402,057 | 0.1% |
| Nuveen SHT DUR CR OPP FD | COM | 67074X107 | $3.6K | 329,828 | 0.1% |
| Nuveen Ohio Qlty MUN Income | COM | 670980101 | $3.5K | 236,303 | 0.1% |
| Tortoise Essential Assets in | COM SH BEN INT | 89148A103 | $3.3K | 331,170 | 0.1% |
| RMR Real Estate Income FD | COM | 76970B101 | $3.3K | 327,073 | 0.1% |
| Kayne Anderson Mdstm Energy | COM | 48661E108 | $3.3K | 981,112 | 0.1% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $3.3K | 439,289 | 0.1% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $3.2K | 734,700 | 0.1% |
| BlackRock RES & Commodities(BCX) | SHS | 09257A108 | $3.2K | 629,069 | 0.1% |
| Blackstone GSO Strategic CR(BGB) | COM SHS BEN IN | 09257R101 | $3.1K | 297,061 | 0.1% |
| Apollo Tactical Income FD in | COM | 037638103 | $3.0K | 267,218 | 0.1% |
| Dividend & Income Fund | COM NEW | 25538A204 | $3.0K | 342,446 | 0.1% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $3.0K | 325,811 | 0.1% |
| GDL FD(GDL) | COM SH BEN IT | 361570104 | $2.9K | 373,322 | 0.1% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $2.9K | 194,031 | 0.1% |
| Morgan Stanley India Invs FD(IIF) | COM | 61745C105 | $2.8K | 221,148 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.8K | 17,512 | 0.1% |
| Franklin LTD Duration Income(FTF) | COM | 35472T101 | $2.6K | 332,174 | 0.1% |
| Kayne Andersn MLP Mids Invt(KYN) | COM | 486606106 | $2.5K | 682,374 | 0.1% |
| Allianzgi Artificial Intelli | COM | 01883M101 | $2.4K | 150,146 | 0.1% |
| Japan Smaller Capitalization(JOF) | COM | 47109U104 | $2.4K | 339,611 | 0.1% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $2.3K | 337,200 | 0.1% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $2.1K | 306,251 | 0.1% |
| THL CR SR LN FD | COM | 87244R103 | $2.1K | 178,835 | 0.1% |
| Clearbridge MLP and Midstrm | COM | 184692101 | $2.1K | 1,124,670 | 0.1% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $2.0K | 575,500 | 0.1% |
| BlackRock Muniyield PA Qlty(MPA) | COM | 09255G107 | $1.9K | 140,488 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $1.9K | 7,274 | 0.1% |