Q4 2014 Holdings
Filed 2015-02-17 | 20 holdings | $262.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp | CONVRT BOND | 74348TAD4 | $51.9K | $51,345,000 | 19.8% |
| Ares Capital Corp | CONVRT BOND | 04010LAB9 | $32.4K | $31,410,000 | 12.3% |
| Fifth Street Finance Corp | CONVRT BOND | 31679BAC4 | $21.6K | $20,945,000 | 8.2% |
| Chiquita Brands International | CONVRT BOND | 170032AT3 | $17.7K | $17,657,000 | 6.7% |
| Ares Capital Corp | CONVRT BOND | 04010LAD5 | $16.2K | $15,702,000 | 6.2% |
| Rovi Corp | CONVRT BOND | 779376AB8 | $15.3K | $15,270,000 | 5.8% |
| Headwaters Inc | CONVRT BOND | 42210PAR3 | $15.0K | $14,400,000 | 5.7% |
| Prospect Capital Corp | CONVRT BOND | 74348TAC6 | $14.4K | $14,110,000 | 5.5% |
| Ares Capital Corp | CONVRT BOND | 04010LAM5 | $14.3K | $14,130,000 | 5.4% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $12.3K | $12,261,000 | 4.7% |
| Prospect Capital Corp | CONVRT BOND | 74348TAL6 | $10.7K | $10,750,000 | 4.1% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $10.4K | $10,414,000 | 4.0% |
| Apollo Investment Corp | CONVRT BOND | 03761UAE6 | $10.3K | $10,000,000 | 3.9% |
| Ares Capital Corp | CONVRT BOND | 04010LAG8 | $7.2K | $7,000,000 | 2.8% |
| iShares 20+ Year Treasury Bond(TLT)Put | COMMON | 464287432 | $2.8K | 22,300 | 1.1% |
| Ares Capital Corp | CONVRT BOND | 04010LAJ2 | $2.7K | $2,639,000 | 1.0% |
| Digital River Inc | CONVRT BOND | 25388BAD6 | $2.2K | $2,171,000 | 0.8% |
| PowerShares Senior Loan PortfoPut | COMMON | 73936Q769 | $2.0K | 83,100 | 0.8% |
| Nuance Communications Inc | CONVRT BOND | 67020YAF7 | $2.0K | $2,000,000 | 0.8% |
| Ares Capital Corp(ARCC)Put | COMMON | 04010L103 | $691 | 44,300 | 0.3% |