Q3 2016 Holdings
Filed 2016-11-14 | 27 holdings | $412.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $46.0K | $44,734,000 | 11.1% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $44.9K | $43,688,000 | 10.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAL6 | $44.8K | $43,541,000 | 10.9% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $34.2K | $32,685,000 | 8.3% |
| Ticc Capital Corporation | CONVRT BOND | 87244TAB5 | $33.3K | $32,598,000 | 8.1% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $31.1K | $29,800,000 | 7.5% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AB4 | $28.7K | $27,744,000 | 7.0% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $27.6K | $26,934,000 | 6.7% |
| Web.com Group Inc | CONVRT BOND | 94733AAA2 | $20.5K | $21,591,000 | 5.0% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $18.8K | $18,101,000 | 4.5% |
| Chart Industries, Inc. | CONVRT BOND | 16115QAC4 | $17.5K | $17,788,000 | 4.2% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $17.2K | $16,710,000 | 4.2% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $16.5K | $16,740,000 | 4.0% |
| Ares Capital Corporation | CONVRT BOND | 04010LAG8 | $14.8K | $14,622,000 | 3.6% |
| Toll Brothers Fin Corp | CONVRT BOND | 88947EAM2 | $4.9K | $5,000,000 | 1.2% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAF7 | $4.4K | $4,335,000 | 1.1% |
| Meritage Homes Corporation | CONVRT BOND | 59001AAR3 | $3.1K | $3,105,000 | 0.8% |
| Rovi Corporation | CONVRT BOND | 779376AD4 | $1.2K | $1,204,000 | 0.3% |
| Ciena Corp | CONVRT BOND | 171779AE1 | $997 | $1,000,000 | 0.2% |
| American Capital Ltd. | COMMON | 02503Y103 | $583 | 34,500 | 0.1% |
| Crossroads Capital, Inc. | COMMON | 227656105 | $385 | 212,691 | 0.1% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $360 | 45,844 | 0.1% |
| BlackRock Capital Investment Corp(BKCCUSD) | COMMON | 092533108 | $229 | 27,700 | 0.1% |
| Prospect Capital Corp(PSEC) | COMMON | 74348T102 | $194 | 24,000 | 0.0% |
| Medallion Financial Corp(MFIN) | COMMON | 583928106 | $192 | 45,430 | 0.0% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $176 | 21,700 | 0.0% |
| Fifth Street Finance Corporation | COMMON | 31678A103 | $148 | 25,400 | 0.0% |