Q4 2016 Holdings
Filed 2017-02-14 | 27 holdings | $458.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $47.3K | $46,188,000 | 10.3% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $46.2K | $44,734,000 | 10.1% |
| Prospect Capital Corp | CONVRT BOND | 74348TAL6 | $44.7K | $43,541,000 | 9.8% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $33.9K | $32,685,000 | 7.4% |
| Chart Industries, Inc. | CONVRT BOND | 16115QAC4 | $33.7K | $34,347,000 | 7.4% |
| Ticc Capital Corporation | CONVRT BOND | 87244TAB5 | $33.2K | $32,598,000 | 7.2% |
| BlackRock Capital Investment Corp | CONVRT BOND | 092533AB4 | $31.8K | $30,943,000 | 6.9% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $31.1K | $29,800,000 | 6.8% |
| Web.com Group Inc | CONVRT BOND | 94733AAA2 | $30.5K | $31,591,000 | 6.7% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $28.5K | $27,934,000 | 6.2% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $19.2K | $18,710,000 | 4.2% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $18.6K | $18,101,000 | 4.1% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $16.4K | $16,740,000 | 3.6% |
| Meritage Homes Corporation | CONVRT BOND | 59001AAR3 | $14.5K | $14,534,000 | 3.2% |
| Ares Capital Corporation | CONVRT BOND | 04010LAG8 | $12.5K | $12,432,000 | 2.7% |
| Toll Brothers | CONVRT BOND | 88947EAM2 | $7.0K | $7,142,000 | 1.5% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAF7 | $4.4K | $4,335,000 | 1.0% |
| TiVo Corporation | CONVRT BOND | 779376AD4 | $1.2K | $1,204,000 | 0.3% |
| Ciena Corp | CONVRT BOND | 171779AE1 | $998 | $1,000,000 | 0.2% |
| American Capital Ltd. | COMMON | 02503Y103 | $618 | 34,500 | 0.1% |
| Crossroads Capital, Inc. | COMMON | 227656105 | $489 | 229,641 | 0.1% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $352 | 45,844 | 0.1% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $203 | 21,700 | 0.0% |
| Prospect Capital Corp(PSEC) | COMMON | 74348T102 | $200 | 24,000 | 0.0% |
| BlackRock Capital Investment Corp(BKCCUSD) | COMMON | 092533108 | $193 | 27,700 | 0.0% |
| Medallion Financial Corp(MFIN) | COMMON | 583928106 | $137 | 45,430 | 0.0% |
| Fifth Street Finance Corporation | COMMON | 31678A103 | $136 | 25,400 | 0.0% |