Q1 2026 Holdings
Filed 2026-04-10 | 56 holdings | $35.4M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2026-08-13) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Capital Southwest CorpA | NOTE 5.125%11/1 | 140501AE7 | $11.6M | 11,394,000 | 32.8% |
| Trinity Cap Inc(TRIN)A | COM | 896442308 | $2.5M | 171,103 | 7.1% |
| Capital Southwest Corp(CSWC)A | COM | 140501107 | $1.7M | 78,364 | 4.9% |
| Vici Pptys Inc(VICI)A | COM | 925652109 | $1.3M | 48,872 | 3.8% |
| Riot Platforms IncA | NOTE 0.750% 1/1 | 767292AB1 | $1.3M | 1,100,000 | 3.6% |
| SM Energy Company(SM)A | COM | 78454L100 | $1.2M | 37,445 | 3.3% |
| Prospect Cap Corp(PSEC)A | COM | 74348T102 | $1.1M | 426,418 | 3.1% |
| Main STR Cap Corp(MAIN)A | COM | 56035L104 | $1.0M | 18,886 | 2.8% |
| Carlyle Group Inc(CG)A | COM | 14316J108 | $911.0K | 18,827 | 2.6% |
| Blue OWL Capital Inc(OWL)A | COM CL A | 09581B103 | $795.2K | 87,098 | 2.2% |
| Wisdomtree IncA | NOTE 3.250% 8/1 | 97717PAH7 | $744.3K | 548,000 | 2.1% |
| Alphatec Hldgs IncA | NOTE 0.750% 3/1 | 02081GAD4 | $716.6K | 700,000 | 2.0% |
| Rithm Capital Corp(RITM)A | COM NEW | 64828T201 | $625.4K | 65,970 | 1.8% |
| Hercules Capital Inc(HTGC)A | COM | 427096508 | $606.5K | 41,065 | 1.7% |
| State STR Spdr S&P 500 ETF T(SPY)A | TR UNIT | 78462F103 | $533.2K | 820 | 1.5% |
| Mara Holdings IncA | NOTE 6/0 | 565788AH9 | $458.3K | 500,000 | 1.3% |
| Vanguard Intl Equity Index F(VWO)A | FTSE EMR MKT ETF | 922042858 | $415.4K | 7,686 | 1.2% |
| Ishares TR(EFA)A | MSCI EAFE ETF | 464287465 | $414.4K | 4,267 | 1.2% |
| Dicks Sporting Goods Inc(DKS)A | COM | 253393102 | $403.3K | 2,034 | 1.1% |
| HA Sustainable Infra Cap Inc(HASI)A | COM | 41068X100 | $318.4K | 8,663 | 0.9% |
| Adams Diversified Equity FD(ADX)A | COM | 006212104 | $288.0K | 13,156 | 0.8% |
| Wisdomtree Inc(WT)A | COM | 97717P104 | $275.1K | 18,894 | 0.8% |
| Nexpoint Diversified REL ET(NXDT)A | COM NEW | 65340G205 | $273.0K | 58,453 | 0.8% |
| Calamos Strategic Total Retu(CSQ)A | COM SH BEN INT | 128125101 | $253.3K | 14,794 | 0.7% |
| Virtus Equity & Conv Incm FD(XNIEX)A | COM | 92841M101 | $252.0K | 10,789 | 0.7% |
| Alliancebernstein Global HIG(XAWFX)A | COM | 01879R106 | $249.4K | 24,526 | 0.7% |
| Innovative Indl Pptys Inc(IIPR)A | COM | 45781V101 | $245.3K | 4,890 | 0.7% |
| Gabelli Divid & Income TR(XGDVX)A | COM | 36242H104 | $244.5K | 9,078 | 0.7% |
| Carlyle Secured Lending Inc(CGBD)A | COM | 872280102 | $242.2K | 22,138 | 0.7% |
| Ezcorp Inc(EZPW)A | CL A NON VTG | 302301106 | $232.0K | 9,142 | 0.7% |
| BlackRock Corpor HI YLD FD I(HYT)A | COM | 09255P107 | $227.2K | 26,663 | 0.6% |
| BlackRock CR Allocation(BTZ)A | COM | 092508100 | $223.3K | 22,105 | 0.6% |
| Eaton Vance TAX Advt DIV Inc(XEVTX)A | COM | 27828G107 | $220.8K | 8,993 | 0.6% |
| Hancock John Tax-Advantaged(HTD)A | COM | 41013V100 | $216.6K | 8,744 | 0.6% |
| Apollo Global Mgmt Inc(APO)A | COM | 03769M106 | $211.3K | 1,897 | 0.6% |
| American Tower Corp(AMT)A | COM | 03027X100 | $207.1K | 1,200 | 0.6% |
| Lyft IncA | NOTE 0.625% 3/0 | 55087PAD6 | $202.0K | 200,000 | 0.6% |
| Invesco QQQ TR(QQQ)A | UNIT SER 1 | 46090E103 | $201.3K | 349 | 0.6% |
| Ares Capital Corp(ARCC)A | COM | 04010L103 | $198.2K | 11,000 | 0.6% |
| Highpeak Energy Inc(HPK)A | COM | 43114Q105 | $195.6K | 28,354 | 0.6% |
| Blackline IncA | NOTE 1.000% 6/0 | 09239BAF6 | $187.7K | 200,000 | 0.5% |
| Crescent Cap BDC Inc(CCAP)A | COM | 225655109 | $182.3K | 15,000 | 0.5% |
| Cohen & Steers Quality Incom(RQI)A | COM | 19247L106 | $180.2K | 14,956 | 0.5% |
| BlackRock Multi Sector Inc T(BIT)A | COM | 09258A107 | $161.6K | 12,908 | 0.5% |
| Nuveen Quality Muncp Income(NAD)A | COM | 67066V101 | $134.7K | 11,715 | 0.4% |
| Nuveen AMT Free Qlty MUN Inc(XNEAX)A | COM | 670657105 | $132.5K | 11,798 | 0.4% |
| Alliancebernstein Natl MUN I(AFB)A | COM | 01864U106 | $130.5K | 12,204 | 0.4% |
| Eaton Vance MUN BD FD(EIM)A | COM | 27827X101 | $129.1K | 13,213 | 0.4% |
| Templeton Emerging Mkts Inco(TEI)A | COM | 880192109 | $126.3K | 21,009 | 0.4% |
| Blue OWL Capital Corporation(OBDC)A | COM | 69121K104 | $116.1K | 10,500 | 0.3% |