Q2 2019 Holdings
Filed 2019-08-14 | 82 holdings | $1.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Adma Biologics Inc(ADMA) | COM | 000899104 | $430.0K | 111,005 | 31.8% |
| Aclaris Therapeutics Inc(ACRS) | COM | 00461U105 | $415.0K | 189,530 | 30.7% |
| Corvus Pharmaceuticals Inc(CRVS) | COM | 221015100 | $379.0K | 101,218 | 28.0% |
| Spdr Series Trust(XBI)Put | S&P BIOTECH | 78464A870 | $17.5K | 200,000 | 1.3% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $15.7K | 180,000 | 1.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $10.3K | 35,000 | 0.8% |
| Ishares TR(LQD)Put | IBOXX INV CP ETF | 464287242 | $9.3K | 75,000 | 0.7% |
| Select Sector Spdr TR(XLV)Put | SBI HEALTHCARE | 81369Y209 | $9.3K | 100,000 | 0.7% |
| Mckesson Corp(MCK)Put | COM | 58155Q103 | $5.4K | 40,000 | 0.4% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $4.1K | 2,013,248 | 0.3% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $4.0K | 376,035 | 0.3% |
| Pfizer Inc(PFE)Put | COM | 717081103 | $3.5K | 80,000 | 0.3% |
| RED HAT Inc | COM | 756577102 | $2.3K | 12,500 | 0.2% |
| Xtant MED Hldgs Inc(XTNT) | COM NEW | 98420P308 | $2.3K | 782,354 | 0.2% |
| Wellcare Health Plans Inc | COM | 94946T106 | $2.1K | 7,500 | 0.2% |
| Versum Matls Inc | COM | 92532W103 | $2.1K | 41,000 | 0.2% |
| Zosano Pharma Corp | COM NEW | 98979H202 | $2.1K | 634,025 | 0.2% |
| Bausch Health COS Inc(BHC)Put | COM | 071734107 | $2.0K | 80,000 | 0.1% |
| Affimed N V | COM | N01045108 | $2.0K | 684,039 | 0.1% |
| Wabco Hldgs Inc(WBC1EUR) | COM | 92927K102 | $1.7K | 12,600 | 0.1% |
| Oaktree Cap Group LLC | UNIT CL A | 674001201 | $1.6K | 31,500 | 0.1% |
| Aphria Inc(APH1EUR)Put | COM | 03765K104 | $1.4K | 200,000 | 0.1% |
| Noble Energy Inc(NBL2EUR)Call | COM | 655044105 | $1.3K | 60,000 | 0.1% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $1.2K | $2,325,000 | 0.1% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $1.2K | 8,800 | 0.1% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $1.2K | 24,957 | 0.1% |
| WPX Energy IncCall | COM | 98212B103 | $1.2K | 100,000 | 0.1% |
| Buckeye Partners L P | UNIT LTD PARTN | 118230101 | $1.1K | 27,000 | 0.1% |
| Paratek Pharmaceuticals Inc | NOTE 4.750% 5/0 | 699374AB0 | $1.0K | $1,500,000 | 0.1% |
| Multi Color Corp | COM | 625383104 | $964 | 19,283 | 0.1% |
| Global Brass & Coppr Hldgs I | COM | 37953G103 | $937 | 21,433 | 0.1% |
| Uber Technologies Inc(UBER)Put | COM | 90353T100 | $928 | 20,000 | 0.1% |
| EL Paso Elec Co | COM NEW | 283677854 | $850 | 13,000 | 0.1% |
| Dermira Inc(DERMEUR) | COM | 24983L104 | $760 | 79,500 | 0.1% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $736 | 1,532,978 | 0.1% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $683 | 77,500 | 0.1% |
| Finisar Corp(FNSR) | COM NEW | 31787A507 | $640 | 28,000 | 0.0% |
| Mellanox Technologies LTD | SHS | M51363113 | $625 | 5,645 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $611 | 234,000 | 0.0% |
| Sprint Corporation | COM | 85207U105 | $608 | 92,500 | 0.0% |
| Viewray Inc(VRAYQ)Call | COM | 92672L107 | $608 | 69,000 | 0.0% |
| Novavax Inc(NVAX)Call | COM NEW | 670002401 | $586 | 100,000 | 0.0% |
| Celgene Corp(CELG) | COM | 151020104 | $573 | 6,200 | 0.0% |
| Liberty Expedia Hldgs Inc(LEXEA) | SER A COM | 53046P109 | $521 | 10,900 | 0.0% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $521 | $1,325,000 | 0.0% |
| Stemline Therapeutics Inc | COM | 85858C107 | $521 | 34,000 | 0.0% |
| Zayo Group Hldgs Inc | COM | 98919V105 | $510 | 15,500 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $492 | 574,619 | 0.0% |
| Tracon Pharmaceuticals Inc | COM | 89237H100 | $468 | 687,653 | 0.0% |
| Newmont Goldcorp Corporation(NEM) | COM | 651639106 | $445 | 11,576 | 0.0% |