Q4 2020 Holdings
Filed 2021-02-12 | 156 holdings | $5.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ascendis Pharma A/S(ASND) | SPONSORED ADR | 04351P101 | $2.9M | 17,460 | 52.7% |
| Arvinas Inc(ARVN) | COM | 04335A105 | $1.4M | 16,130 | 24.8% |
| Alps ETF TR(AMLP) | ALERIAN MLP | 00162Q452 | $513.0K | 20,000 | 9.3% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $409.0K | 1,088 | 7.4% |
| Highland Income FD(HFRO) | HIGHLAND INCOME | 43010E404 | $15.1K | 1,468,100 | 0.3% |
| Nexpoint Strategic Opportes(NXDT) | COM NEW | 65340G205 | $14.5K | 1,376,200 | 0.3% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $12.4K | 559,149 | 0.2% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $11.3K | 653,830 | 0.2% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $10.1K | 1,613,100 | 0.2% |
| Central Secs Corp(CET) | COM | 155123102 | $9.7K | 297,040 | 0.2% |
| Calamos LNG SHR EQT Dynamic(CPZ) | COM | 12812C106 | $7.8K | 446,000 | 0.1% |
| ASA Gold and Precious Mtls L(NVGLF) | SHS | G3156P103 | $7.7K | 352,447 | 0.1% |
| Kayne Anderson Nextgen Enrgy | COM | 48661E108 | $7.1K | 1,233,902 | 0.1% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $6.3K | 319,311 | 0.1% |
| Morgan Stanley India Invt FD(IIF) | COM | 61745C105 | $6.0K | 282,625 | 0.1% |
| General Amern Invs Co Inc(GAM) | COM | 368802104 | $5.8K | 156,585 | 0.1% |
| Ishares TR(DGRO) | CORE DIV GRWTH | 46434V621 | $5.7K | 127,398 | 0.1% |
| Tortoise Energy Infra Corp(TYG) | COM | 89147L886 | $5.5K | 271,588 | 0.1% |
| Clough Global Equity FD(XGLQX) | COM | 18914C100 | $5.4K | 396,000 | 0.1% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $4.6K | 416,118 | 0.1% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $4.6K | 699,600 | 0.1% |
| Pimco Enrgy Tactical CR OPP(PDX) | COM SHS BEN INT | 69346N107 | $4.6K | 564,558 | 0.1% |
| BlackRock RES & Commodities(BCX) | SHS | 09257A108 | $4.5K | 612,969 | 0.1% |
| Miller Howard High Inc Eqty | COM SHS BEN IN | 600379101 | $4.3K | 560,000 | 0.1% |
| Tortoise Essential Assets in | COM SH BEN INT | 89148A103 | $4.3K | 331,170 | 0.1% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $4.2K | 809,200 | 0.1% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $4.2K | 413,000 | 0.1% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $4.2K | 939,113 | 0.1% |
| Tekla Healthcare Invs(HQH) | SH BEN INT | 87911J103 | $4.1K | 172,241 | 0.1% |
| Neuberger Berman MLP & Energ(NML) | COM | 64129H104 | $4.1K | 1,217,685 | 0.1% |
| Voya Glbl ADV & Prem OPP FD(IGA) | COM | 92912R104 | $4.1K | 464,610 | 0.1% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $4.0K | 581,449 | 0.1% |
| Clearbridge Energy Midstrm O(EMO) | COM | 18469P209 | $4.0K | 295,271 | 0.1% |
| Allianzgi Artificial Intelli | COM | 01883M101 | $3.9K | 147,446 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $3.9K | 29,228 | 0.1% |
| First Eagle Senior Loan Fund | COM NEW | 32010E100 | $3.9K | 277,000 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $3.8K | 17,192 | 0.1% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $3.6K | 127,104 | 0.1% |
| Japan Smaller Capitalization(JOF) | COM | 47109U104 | $3.6K | 397,899 | 0.1% |
| Gabelli Divid & Income TR(XGDVX) | COM | 36242H104 | $3.5K | 165,002 | 0.1% |
| Vertical Cap Income FD(CCIF) | SHS BEN INT | 92535C104 | $3.5K | 357,900 | 0.1% |
| Tortoise Midstrm Energy FD I | COM | 89148B200 | $3.3K | 158,210 | 0.1% |
| RMR Mortgage TR | COM | 76970B101 | $3.3K | 308,439 | 0.1% |
| Rivernorth Specialty FIN COR(XRSFX) | COM | 76882B108 | $3.1K | 189,476 | 0.1% |
| Gabelli Global Small & Mid C(GGZ) | COM | 36249W104 | $3.0K | 233,447 | 0.1% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $2.8K | 316,203 | 0.1% |
| Macquarie Global Infrastruct | COM | 55608D101 | $2.8K | 136,000 | 0.1% |
| Aberdeen Japan Equity FD Inc(XJEQX) | COM | 00306J109 | $2.7K | 280,761 | 0.0% |
| Gabelli Hlthcare & Wellness(GRX) | SHS | 36246K103 | $2.5K | 206,220 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $2.4K | 744 | 0.0% |