Q1 2021 Holdings
Filed 2021-05-14 | 165 holdings | $8.3M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-05-17) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alps ETF TR(AMLP) | ALERIAN MLP | 00162Q452 | $3.1M | 100,000 | 36.6% |
| Ascendis Pharma A/S(ASND) | SPONSORED ADR | 04351P101 | $2.6M | 20,190 | 31.2% |
| Arvinas Inc(ARVN) | COM | 04335A105 | $1.1M | 16,630 | 13.2% |
| DTF Tax-Free Income Inc(DTF) | COM | 23334J107 | $688.0K | 48,000 | 8.3% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $382.0K | 1,086 | 4.6% |
| Credit Suisse High Yield BD(DHY) | SH BEN INT | 22544F103 | $168.0K | 70,000 | 2.0% |
| Highland Income FD(HFRO) | HIGHLAND INCOME | 43010E404 | $16.2K | 1,464,000 | 0.2% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $12.5K | 555,449 | 0.2% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $11.9K | 653,830 | 0.1% |
| Central Secs Corp(CET) | COM | 155123102 | $11.2K | 294,840 | 0.1% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $9.7K | 1,613,100 | 0.1% |
| Calamos LNG SHR EQT Dynamic(CPZ) | COM | 12812C106 | $9.0K | 446,000 | 0.1% |
| Nexpoint Strategic Opportes(NXDT) | COM NEW | 65340G205 | $8.6K | 756,700 | 0.1% |
| Kayne Anderson Nextgen Enrgy | COM | 48661E108 | $8.2K | 1,233,902 | 0.1% |
| Tortoise Energy Infra Corp(TYG) | COM | 89147L886 | $7.0K | 284,517 | 0.1% |
| ASA Gold and Precious Mtls L(NVGLF) | SHS | G3156P103 | $6.9K | 348,047 | 0.1% |
| Morgan Stanley India Invt FD(IIF) | COM | 61745C105 | $6.5K | 279,534 | 0.1% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $6.3K | 319,311 | 0.1% |
| Ishares TR(DGRO) | CORE DIV GRWTH | 46434V621 | $6.3K | 129,598 | 0.1% |
| General Amern Invs Co Inc(GAM) | COM | 368802104 | $6.2K | 154,585 | 0.1% |
| Clough Global Equity FD(XGLQX) | COM | 18914C100 | $6.0K | 396,000 | 0.1% |
| Pimco Enrgy Tactical CR OPP(PDX) | COM SHS BEN INT | 69346N107 | $5.8K | 564,558 | 0.1% |
| Clearbridge Energy Midstrm O(EMO) | COM | 18469P209 | $5.5K | 295,271 | 0.1% |
| Miller Howard High Inc Eqty | COM SHS BEN IN | 600379101 | $5.4K | 560,000 | 0.1% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $5.3K | 691,000 | 0.1% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $5.1K | 408,618 | 0.1% |
| Neuberger Berman MLP & Energ(NML) | COM | 64129H104 | $5.1K | 1,223,585 | 0.1% |
| Tortoise Midstrm Energy FD I | COM | 89148B200 | $4.9K | 189,000 | 0.1% |
| Tortoise Essential Assets in | COM SH BEN INT | 89148A103 | $4.7K | 331,170 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $4.7K | 19,803 | 0.1% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $4.7K | 413,000 | 0.1% |
| Voya Glbl Eqty DIV & Prem OP(XIGDX) | COM | 92912T100 | $4.5K | 797,100 | 0.1% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $4.5K | 581,449 | 0.1% |
| Voya Glbl ADV & Prem OPP FD(IGA) | COM | 92912R104 | $4.4K | 464,610 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $4.1K | 33,910 | 0.0% |
| Tekla Healthcare Invs(HQH) | SH BEN INT | 87911J103 | $4.1K | 169,541 | 0.0% |
| Gabelli Divid & Income TR(XGDVX) | COM | 36242H104 | $4.0K | 165,002 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $3.8K | 921,913 | 0.0% |
| Japan Smaller Capitalization(JOF) | COM | 47109U104 | $3.7K | 393,221 | 0.0% |
| RMR Mortgage TR | COM | 76970B101 | $3.6K | 303,505 | 0.0% |
| Vertical Cap Income FD(CCIF) | SHS BEN INT | 92535C104 | $3.6K | 352,700 | 0.0% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $3.6K | 123,504 | 0.0% |
| First Eagle Senior Loan Fund | COM NEW | 32010E100 | $3.5K | 246,509 | 0.0% |
| BlackRock Science & Tech TR(BSTZ) | SHS BEN INT | 09260K101 | $3.5K | 98,000 | 0.0% |
| Gabelli Global Small & Mid C(GGZ) | COM | 36249W104 | $3.3K | 228,847 | 0.0% |
| BlackRock Health Sciencs TR(BMEZ) | COM SHS | 09260E105 | $3.3K | 125,000 | 0.0% |
| Macquarie Global Infrastruct | COM | 55608D101 | $3.0K | 136,000 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $2.8K | 543,300 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $2.8K | 314,003 | 0.0% |
| Taiwan FD Inc(TWN) | COM | 874036106 | $2.6K | 93,000 | 0.0% |