Q2 2021 Holdings
Filed 2021-08-11 | 148 holdings | $9.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alps ETF TR(AMLP) | ALERIAN MLP | 00162Q452 | $3.6M | 100,000 | 40.4% |
| Ascendis Pharma A/S(ASND) | SPONSORED ADR | 04351P101 | $2.5M | 19,090 | 27.9% |
| DTF Tax-Free Income Inc(DTF) | COM | 23334J107 | $720.0K | 48,000 | 8.0% |
| Arvinas Inc(ARVN) | COM | 04335A105 | $611.0K | 7,930 | 6.8% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $430.0K | 1,086 | 4.8% |
| ARK ETF TR(ARKK) | INNOVATION ETF | 00214Q104 | $404.0K | 3,090 | 4.5% |
| Coinbase Global Inc(COIN) | COM CL A | 19260Q107 | $279.0K | 1,101 | 3.1% |
| Credit Suisse High Yield BD(DHY) | SH BEN INT | 22544F103 | $107.0K | 42,500 | 1.2% |
| Highland Income FD(HFRO) | HIGHLAND INCOME | 43010E404 | $15.0K | 1,377,000 | 0.2% |
| Central Secs Corp(CET) | COM | 155123102 | $12.4K | 294,940 | 0.1% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $11.9K | 601,248 | 0.1% |
| Nexpoint Strategic Opportes(NXDT) | COM NEW | 65340G205 | $10.4K | 755,600 | 0.1% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $9.5K | 413,549 | 0.1% |
| Kayne Anderson Nextgen Enrgy | COM | 48661E108 | $9.3K | 1,232,502 | 0.1% |
| Calamos LNG SHR EQT Dynamic(CPZ) | COM | 12812C106 | $9.3K | 446,000 | 0.1% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $8.7K | 1,418,799 | 0.1% |
| Tortoise Energy Infra Corp(TYG) | COM | 89147L886 | $8.2K | 284,517 | 0.1% |
| ASA Gold and Precious Mtls L(NVGLF) | SHS | G3156P103 | $7.5K | 346,647 | 0.1% |
| Pimco Energy & Tactical CR O(PDX) | COM SHS BEN INT | 69346N107 | $7.1K | 564,558 | 0.1% |
| Morgan Stanley India Invt FD(IIF) | COM | 61745C105 | $6.9K | 278,761 | 0.1% |
| Clearbridge Energy Midstrm O(EMO) | COM | 18469P209 | $6.8K | 295,271 | 0.1% |
| Ishares TR(DGRO) | CORE DIV GRWTH | 46434V621 | $6.5K | 129,908 | 0.1% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $6.2K | 688,900 | 0.1% |
| Neuberger Berman MLP & Energ(NML) | COM | 64129H104 | $6.1K | 1,223,585 | 0.1% |
| Tortoise Midstrm Energy FD I | COM | 89148B200 | $5.7K | 189,000 | 0.1% |
| General Amern Invs Co Inc(GAM) | COM | 368802104 | $5.6K | 129,957 | 0.1% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $5.5K | 407,018 | 0.1% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $5.1K | 413,000 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $5.1K | 18,804 | 0.1% |
| Tortoise Essential Assets in | COM SH BEN INT | 89148A103 | $4.9K | 331,170 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $4.7K | 34,110 | 0.1% |
| Gabelli Divid & Income TR(XGDVX) | COM | 36242H104 | $4.3K | 165,002 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $4.1K | 917,913 | 0.0% |
| Vertical Cap Income FD(CCIF) | SHS BEN INT | 92535C104 | $4.0K | 370,375 | 0.0% |
| RMR Mortgage TR | COM | 76970B101 | $3.6K | 302,305 | 0.0% |
| Tekla Life Sciences Invs(HQL) | SH BEN INT | 87911K100 | $3.5K | 165,000 | 0.0% |
| Japan Smaller Capitalization(JOF) | COM | 47109U104 | $3.5K | 388,706 | 0.0% |
| Taiwan FD Inc(TWN) | COM | 874036106 | $3.3K | 93,000 | 0.0% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $3.2K | 540,700 | 0.0% |
| Macquarie Global Infrastruct | COM | 55608D101 | $3.1K | 136,000 | 0.0% |
| BlackRock Health Sciencs TR(BMEZ) | COM SHS | 09260E105 | $3.1K | 107,000 | 0.0% |
| Gabelli Global Small & Mid C(GGZ) | COM | 36249W104 | $3.1K | 191,947 | 0.0% |
| Kayne Anderson Energy Infrst(KYN) | COM | 486606106 | $3.1K | 343,603 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $3.0K | 311,903 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $3.0K | 4,580 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $2.8K | 824 | 0.0% |
| Gabelli Hlthcare & Wellness(GRX) | SHS | 36246K103 | $2.8K | 206,220 | 0.0% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $2.5K | 83,434 | 0.0% |
| Aberdeen Japan Equity FD Inc(XJEQX) | COM | 00306J109 | $2.4K | 273,234 | 0.0% |
| Principal Real Estate Income(PGZ) | SHS BEN INT | 74255X104 | $2.3K | 148,877 | 0.0% |