Q3 2021 Holdings
Filed 2021-11-08 | 150 holdings | $6.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ascendis Pharma A/S(ASND) | SPONSORED ADR | 04351P101 | $3.2M | 19,910 | 53.1% |
| DTF Tax-Free Income Inc(DTF) | COM | 23334J107 | $694.0K | 48,000 | 11.6% |
| Arvinas Inc(ARVN) | COM | 04335A105 | $635.0K | 7,730 | 10.6% |
| Costco Whsl Corp New(COST) | COM | 22160K105 | $506.0K | 1,125 | 8.5% |
| ARK ETF TR(ARKK) | INNOVATION ETF | 00214Q104 | $342.0K | 3,090 | 5.7% |
| Coinbase Global Inc(COIN) | COM CL A | 19260Q107 | $250.0K | 1,101 | 4.2% |
| Credit Suisse High Yield BD(DHY) | SH BEN INT | 22544F103 | $105.0K | 42,500 | 1.8% |
| Pershing Square Tontine Hldg | COM CL A | 71531R109 | $14.7K | 747,000 | 0.2% |
| Highland Income FD(HFRO) | HIGHLAND INCOME | 43010E404 | $13.3K | 1,233,000 | 0.2% |
| Adams Diversified Equity FD(ADX) | COM | 006212104 | $11.4K | 578,248 | 0.2% |
| Central Secs Corp(CET) | COM | 155123102 | $11.1K | 262,240 | 0.2% |
| Nexpoint Strategic Opportes(NXDT) | COM NEW | 65340G205 | $9.9K | 712,000 | 0.2% |
| Kayne Anderson Nextgen Enrgy | COM | 48661E108 | $8.6K | 1,180,050 | 0.1% |
| Ishares TR(DGRO) | CORE DIV GRWTH | 46434V621 | $7.3K | 144,608 | 0.1% |
| Tortoise Energy Infra Corp(TYG) | COM | 89147L886 | $7.2K | 264,700 | 0.1% |
| Morgan Stanley India Invt FD(IIF) | COM | 61745C105 | $7.1K | 258,540 | 0.1% |
| Pimco Energy & Tactical CR O(PDX) | COM SHS BEN INT | 69346N107 | $6.2K | 510,000 | 0.1% |
| Clearbridge Energy Midstrm O(EMO) | COM | 18469P209 | $6.1K | 276,900 | 0.1% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $5.9K | 282,035 | 0.1% |
| ASA Gold and Precious Mtls L(NVGLF) | SHS | G3156P103 | $5.9K | 310,248 | 0.1% |
| Morgan Stanley Emerging Mkts(EDD) | COM | 617477104 | $5.8K | 996,408 | 0.1% |
| Neuberger Berman MLP & Energ(NML) | COM | 64129H104 | $5.8K | 1,166,605 | 0.1% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $5.7K | 628,923 | 0.1% |
| Microsoft Corp(MSFT) | COM | 594918104 | $5.3K | 18,670 | 0.1% |
| General Amern Invs Co Inc(GAM) | COM | 368802104 | $5.3K | 121,952 | 0.1% |
| Boulder Growth & Income FD I(STEW) | COM | 101507101 | $5.1K | 387,493 | 0.1% |
| Tortoise Midstrm Energy FD I | COM | 89148B200 | $4.9K | 169,891 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $4.8K | 34,266 | 0.1% |
| Ecofin Sustainable and Socia(XTEAX) | COM SH BEN INT | 27901F109 | $4.5K | 320,249 | 0.1% |
| Japan Smaller Capitalization(JOF) | COM | 47109U104 | $3.3K | 366,386 | 0.1% |
| Salient Midstream & MLP FD | SH BEN INT | 79471V105 | $3.2K | 510,700 | 0.1% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $3.2K | 277,831 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $3.0K | 920 | 0.1% |
| Taiwan FD Inc(TWN) | COM | 874036106 | $3.0K | 84,300 | 0.0% |
| RMR Mortgage TR | COM | 76970B101 | $3.0K | 287,718 | 0.0% |
| Macquarie Global Infrastruct | COM | 55608D101 | $2.8K | 119,100 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $2.7K | 292,100 | 0.0% |
| Calamos LNG SHR EQT Dynamic(CPZ) | COM | 12812C106 | $2.7K | 131,692 | 0.0% |
| Gabelli Hlthcare & Wellness(GRX) | SHS | 36246K103 | $2.6K | 196,463 | 0.0% |
| Aberdeen Japan Equity FD Inc(XJEQX) | COM | 00306J109 | $2.5K | 254,216 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $2.3K | 3,997 | 0.0% |
| US Bancorp del(USB) | COM NEW | 902973304 | $2.2K | 37,266 | 0.0% |
| Vertical Cap Income FD(CCIF) | SHS BEN INT | 92535C104 | $2.2K | 208,890 | 0.0% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $2.0K | 80,080 | 0.0% |
| Gabelli Global Small & Mid C(GGZ) | COM | 36249W104 | $1.9K | 120,674 | 0.0% |
| Center Coast Brkfld MLP Enrg | SHS BEN INT | 151461209 | $1.8K | 126,071 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $1.7K | 638 | 0.0% |
| Principal Real Estate Income(PGZ) | SHS BEN INT | 74255X104 | $1.7K | 116,000 | 0.0% |
| GDL FD(GDL) | COM SH BEN IT | 361570104 | $1.7K | 185,744 | 0.0% |
| Shockwave MED Inc(SWAVUSD) | COM | 82489T104 | $1.7K | 8,086 | 0.0% |