Q4 2020 Holdings
Filed 2021-02-12 | 1659 holdings | $269.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $15 | 15,000 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $23 | 10,741 | 0.0% |
| Prospect Cap Corp | NOTE 4.950% 7/1 | 74348TAR3 | $23 | 22,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $24 | 25,000 | 0.0% |
| AMC Entmt Hldgs Inc | CL A COM | 00165C104 | $38 | 18,000 | 0.0% |
| Mizuho Financial Group Inc.(MFG) | SPONSORED ADR | 60687Y109 | $42 | 16,333 | 0.0% |
| VBI Vaccines Inc(VAC2USD) | COM NEW | 91822J103 | $52 | 18,900 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $61 | 12,386 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $69 | 30,818 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $73 | 14,089 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $74 | 10,000 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $76 | 11,732 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $77 | 14,915 | 0.0% |
| ASE Technology Hldg Co LTD(ASX) | SPONSORED ADS | 00215W100 | $78 | 13,347 | 0.0% |
| Patterson-Uti Energy Inc(PTEN) | COM | 703481101 | $83 | 15,780 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $88 | 86,000 | 0.0% |
| Banco Santander S.A.(SAN) | ADR | 05964H105 | $89 | 29,136 | 0.0% |
| Gabelli Multimedia TR Inc(GGT) | COM | 36239Q109 | $91 | 11,393 | 0.0% |
| GLU Mobile Inc(GLUU) | COM | 379890106 | $91 | 10,153 | 0.0% |
| SFL Corporation LTD(SFL) | SHS | G7738W106 | $94 | 15,021 | 0.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $100 | 14,114 | 0.0% |
| Franklin LTD Duration Income(FTF) | COM | 35472T101 | $100 | 10,638 | 0.0% |
| Accelerate Diagnostics Inc | COM | 00430H102 | $102 | 13,413 | 0.0% |
| Wipro LTD(WIT) | SPON ADR 1 SH | 97651M109 | $103 | 18,165 | 0.0% |
| Inovio Pharmaceuticals Inc | COM NEW | 45773H201 | $104 | 11,763 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $107 | 19,830 | 0.0% |
| Bio-Key Intl Inc | COM NEW | 09060C408 | $107 | 30,510 | 0.0% |
| Highland Income FD(HFRO) | HIGHLAND INCOME | 43010E404 | $109 | 10,573 | 0.0% |
| RF Inds LTD(RFIL) | COM PAR $0.01 | 749552105 | $115 | 23,500 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $116 | 12,561 | 0.0% |
| Pimco Income Strategy FD II(PFN) | COM | 72201J104 | $116 | 11,657 | 0.0% |
| Tanger Factory Outlet Ctrs I(SKT) | COM | 875465106 | $120 | 12,075 | 0.0% |
| Brandywinegbl GBL Incm OPP F(BWG) | COM | 10537L104 | $133 | 10,638 | 0.0% |
| Vector Group LTD(VGREUR) | COM | 92240M108 | $133 | 11,386 | 0.0% |
| Fidus Invt Corp(FDUS) | COM | 316500107 | $135 | 10,330 | 0.0% |
| Cohen & Steers Quality Incom(RQI) | COM | 19247L106 | $136 | 10,963 | 0.0% |
| Smiledirectclub Inc(SDCCQ) | CL A COM | 83192H106 | $141 | 11,850 | 0.0% |
| Eaton Vance SR Fltng RTE TR(XEFRX) | COM | 27828Q105 | $146 | 11,464 | 0.0% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $149 | 13,011 | 0.0% |
| Meridian Bancorp Inc MD(EBSB) | COM | 58958U103 | $150 | 10,079 | 0.0% |
| Barings Partn Invs(MPV) | SH BEN INT | 06761A103 | $151 | 12,737 | 0.0% |
| Eaton Vance Tax-Managed Glob(XEXGX) | COM | 27829F108 | $153 | 17,489 | 0.0% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $155 | 13,076 | 0.0% |
| Macys Inc(M) | COM | 55616P104 | $159 | 14,160 | 0.0% |
| Western Asst Infltn LKD INM(XWIAX) | COM SH BEN INT | 95766Q106 | $159 | 11,664 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $159 | 52,014 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $160 | 26,376 | 0.0% |
| Eaton Vance Tax-Managed Dive(XETYX) | COM | 27828N102 | $165 | 13,470 | 0.0% |
| BlackRock LTD Duration Inc T(BLW) | COM SHS | 09249W101 | $168 | 10,536 | 0.0% |
| Templeton Emerging Mkts Inco(TEI) | COM | 880192109 | $170 | 21,816 | 0.0% |