Q3 2015 Holdings
Filed 2015-11-16 | 29 holdings | $388.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp | CONVRT BOND | 74348TAD4 | $62.3K | $61,205,000 | 16.1% |
| Ares Capital Corporation | CONVRT BOND | 04010LAB9 | $51.5K | $50,995,000 | 13.3% |
| Apollo Investment Corp | CONVRT BOND | 03761UAE6 | $38.2K | $37,755,000 | 9.8% |
| Fifth Street Finance Corporation | CONVRT BOND | 31679BAC4 | $28.5K | $28,120,000 | 7.4% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $27.9K | $28,300,000 | 7.2% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $23.7K | $23,800,000 | 6.1% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $22.9K | $22,260,000 | 5.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $22.7K | $23,434,000 | 5.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAL6 | $19.3K | $19,667,000 | 5.0% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $16.5K | $16,488,000 | 4.3% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $16.4K | $16,710,000 | 4.2% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $11.7K | $11,343,000 | 3.0% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $10.7K | $11,740,000 | 2.7% |
| Ares Capital Corporation | CONVRT BOND | 04010LAG8 | $9.9K | $9,622,000 | 2.5% |
| Ares Capital Corporation | CONVRT BOND | 04010LAD5 | $8.7K | $8,604,000 | 2.2% |
| Iconix Brand Group, Inc. | CONVRT BOND | 451055AE7 | $7.1K | $7,500,000 | 1.8% |
| Prospect Capital Corp | CONVRT BOND | 74348TAC6 | $6.7K | $6,620,000 | 1.7% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAF7 | $1.0K | $1,000,000 | 0.3% |
| American Capital Ltd. | COMMON | 02503Y103 | $420 | $34,500 | 0.1% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $390 | $45,844 | 0.1% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $293 | $21,700 | 0.1% |
| BlackRock Kelso Capital Corp(BKCCUSD) | COMMON | 092533108 | $245 | $27,700 | 0.1% |
| Solar Capital Ltd(SLRC) | COMMON | 83413U100 | $236 | $14,900 | 0.1% |
| Golub Capital BDC Inc(GBDC) | COMMON | 38173M102 | $198 | $12,400 | 0.1% |
| Prospect Capital Corp(PSEC) | COMMON | 74348T102 | $171 | $24,000 | 0.0% |
| Fifth Street Finance Corporation | COMMON | 31678A103 | $157 | $25,400 | 0.0% |
| Hercules Technology Growth Capital, Inc.(HTGC) | COMMON | 427096508 | $135 | $13,400 | 0.0% |
| Alcentra Capital Corp(ABDCUSD) | COMMON | 01374T102 | $122 | $10,500 | 0.0% |
| Horizon Technology Finance(HRZN) | COMMON | 44045A102 | $103 | $11,400 | 0.0% |