Q4 2015 Holdings
Filed 2016-02-16 | 29 holdings | $567.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ares Capital Corporation | CONVRT BOND | 04010LAB9 | $79.8K | $79,758,000 | 14.1% |
| Prospect Capital Corp | CONVRT BOND | 74348TAD4 | $70.8K | $70,317,000 | 12.5% |
| Apollo Investment Corp | CONVRT BOND | 03761UAE6 | $58.4K | $58,394,000 | 10.3% |
| Ares Capital Corporation | CONVRT BOND | 04010LAD5 | $41.8K | $41,704,000 | 7.4% |
| Fifth Street Finance Corporation | CONVRT BOND | 31679BAC4 | $41.5K | $41,390,000 | 7.3% |
| Cemex S.A.B. De C.V. | CONVRT BOND | 151290BB8 | $33.8K | $33,941,000 | 6.0% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $31.3K | $32,040,000 | 5.5% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $29.4K | $30,688,000 | 5.2% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $28.0K | $28,300,000 | 4.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAL6 | $24.2K | $24,667,000 | 4.3% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $22.3K | $22,435,000 | 3.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $21.3K | $21,488,000 | 3.8% |
| BlackRock Kelso Capital Corp | CONVRT BOND | 092533AB4 | $21.2K | $20,600,000 | 3.7% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $17.8K | $17,793,000 | 3.1% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $16.5K | $16,710,000 | 2.9% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $10.3K | $11,740,000 | 1.8% |
| Ares Capital Corporation | CONVRT BOND | 04010LAG8 | $9.7K | $9,622,000 | 1.7% |
| Iconix Brand Group, Inc. | CONVRT BOND | 451055AE7 | $6.7K | $7,500,000 | 1.2% |
| American Capital Ltd. | COMMON | 02503Y103 | $476 | 34,500 | 0.1% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $375 | 45,844 | 0.1% |
| BlackRock Kelso Capital Corp(BKCCUSD) | COMMON | 092533108 | $260 | 27,700 | 0.0% |
| Solar Capital Ltd(SLRC) | COMMON | 83413U100 | $245 | 14,900 | 0.0% |
| Golub Capital BDC Inc(GBDC) | COMMON | 38173M102 | $206 | 12,400 | 0.0% |
| Prospect Capital Corp(PSEC) | COMMON | 74348T102 | $168 | 24,000 | 0.0% |
| Hercules Technology Growth Capital, Inc.(HTGC) | COMMON | 427096508 | $163 | 13,400 | 0.0% |
| Fifth Street Finance Corporation | COMMON | 31678A103 | $162 | 25,400 | 0.0% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $148 | 21,700 | 0.0% |
| Horizon Technology Finance(HRZN) | COMMON | 44045A102 | $134 | 11,400 | 0.0% |
| Alcentra Capital Corp(ABDCUSD) | COMMON | 01374T102 | $122 | 10,500 | 0.0% |