Q1 2016 Holdings
Filed 2016-05-16 | 32 holdings | $544.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp | CONVRT BOND | 74348TAD4 | $72.3K | $71,817,000 | 13.3% |
| Iconix Brand Group, Inc. | CONVRT BOND | 451055AE7 | $65.4K | $65,988,000 | 12.0% |
| Fifth Street Finance Corporation | CONVRT BOND | 31679BAC4 | $47.7K | $47,740,000 | 8.8% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $40.9K | $43,688,000 | 7.5% |
| Ares Capital Corporation | CONVRT BOND | 04010LAD5 | $39.7K | $39,439,000 | 7.3% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $38.2K | $37,685,000 | 7.0% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $33.7K | $34,734,000 | 6.2% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $29.3K | $29,800,000 | 5.4% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $27.9K | $27,468,000 | 5.1% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $27.6K | $28,311,000 | 5.1% |
| Ticc Capital Corporation | CONVRT BOND | 87244TAB5 | $24.9K | $25,098,000 | 4.6% |
| Prospect Capital Corp | CONVRT BOND | 74348TAL6 | $24.0K | $24,667,000 | 4.4% |
| BlackRock Capital Invesments | CONVRT BOND | 092533AB4 | $22.2K | $21,600,000 | 4.1% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $16.5K | $16,710,000 | 3.0% |
| Ares Capital Corporation | CONVRT BOND | 04010LAG8 | $14.9K | $14,622,000 | 2.7% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $10.4K | $11,740,000 | 1.9% |
| Shutterfly, Inc. | CONVRT BOND | 82568PAB2 | $2.1K | $2,130,000 | 0.4% |
| Toll Brothers | CONVRT BOND | 88947EAM2 | $2.0K | $2,000,000 | 0.4% |
| Rovi Corporation | CONVRT BOND | 779376AD4 | $1.2K | $1,204,000 | 0.2% |
| iStar Financial Inc. | CONVRT BOND | 45031UBR1 | $1.0K | $1,000,000 | 0.2% |
| American Capital Ltd. | COMMON | 02503Y103 | $526 | 34,500 | 0.1% |
| Crossroads Capital, Inc. | COMMON | 227656105 | $401 | 153,200 | 0.1% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $344 | 45,844 | 0.1% |
| BlackRock Capital Invesments(BKCCUSD) | COMMON | 092533108 | $261 | 27,700 | 0.0% |
| Solar Capital Ltd(SLRC) | COMMON | 83413U100 | $257 | 14,900 | 0.0% |
| Golub Capital BDC Inc(GBDC) | COMMON | 38173M102 | $215 | 12,400 | 0.0% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $175 | 21,700 | 0.0% |
| Prospect Capital Corp(PSEC) | COMMON | 74348T102 | $174 | 24,000 | 0.0% |
| Hercules Capital, Inc.(HTGC) | COMMON | 427096508 | $161 | 13,400 | 0.0% |
| Horizon Technology Finance(HRZN) | COMMON | 44045A102 | $132 | 11,400 | 0.0% |
| Fifth Street Finance Corporation | COMMON | 31678A103 | $128 | 25,400 | 0.0% |
| Alcentra Capital Corp(ABDCUSD) | COMMON | 01374T102 | $122 | 10,500 | 0.0% |