Q2 2016 Holdings
Filed 2016-08-15 | 30 holdings | $411.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corp | CONVRT BOND | 74348TAD4 | $76.2K | $75,817,000 | 18.5% |
| Prospect Capital Corp | CONVRT BOND | 74348TAM4 | $43.6K | $43,688,000 | 10.6% |
| Ares Capital Corporation | CONVRT BOND | 04010LAM5 | $39.2K | $37,685,000 | 9.5% |
| New Mountain Finance Corporation | CONVRT BOND | 647551AB6 | $34.5K | $34,734,000 | 8.4% |
| TCP Capital Corp | CONVRT BOND | 87238QAB9 | $30.7K | $29,800,000 | 7.5% |
| Prospect Capital Corp | CONVRT BOND | 74348TAL6 | $30.0K | $29,667,000 | 7.3% |
| Prospect Capital Corp | CONVRT BOND | 74348TAK8 | $28.8K | $28,311,000 | 7.0% |
| BlackRock Capital investment Corp | CONVRT BOND | 092533AB4 | $28.5K | $27,744,000 | 6.9% |
| Ticc Capital Corporation | CONVRT BOND | 87244TAB5 | $25.3K | $25,098,000 | 6.1% |
| TPG Specialty Lending, Inc. | CONVRT BOND | 87265KAB8 | $16.9K | $16,710,000 | 4.1% |
| Ares Capital Corporation | CONVRT BOND | 04010LAJ2 | $16.1K | $15,468,000 | 3.9% |
| Ares Capital Corporation | CONVRT BOND | 04010LAG8 | $15.0K | $14,622,000 | 3.6% |
| Prospect Capital Corp | CONVRT BOND | 74348TAQ5 | $11.1K | $11,740,000 | 2.7% |
| Nuance Communications, Inc. | CONVRT BOND | 67020YAF7 | $4.4K | $4,335,000 | 1.1% |
| Shutterfly, Inc. | CONVRT BOND | 82568PAB2 | $2.1K | $2,130,000 | 0.5% |
| Meritage Homes Corporation | CONVRT BOND | 59001AAR3 | $2.0K | $2,000,000 | 0.5% |
| Toll Brothers Finance Corp | CONVRT BOND | 88947EAM2 | $2.0K | $2,000,000 | 0.5% |
| Rovi Corporation | CONVRT BOND | 779376AD4 | $1.1K | $1,204,000 | 0.3% |
| Ciena Corp | CONVRT BOND | 171779AE1 | $993 | $1,000,000 | 0.2% |
| American Capital Ltd. | COMMON | 02503Y103 | $546 | 34,500 | 0.1% |
| Crossroads Capital, Inc. | COMMON | 227656105 | $434 | 210,891 | 0.1% |
| Firsthand Technology Value Fund, Inc.(SVVC) | COMMON | 33766Y100 | $341 | 45,844 | 0.1% |
| Solar Capital Ltd(SLRC) | COMMON | 83413U100 | $284 | 14,900 | 0.1% |
| BlackRock Capital investment Corp(BKCCUSD) | COMMON | 092533108 | $216 | 27,700 | 0.1% |
| Chart Industries, Inc. | CONVRT BOND | 16115QAC4 | $198 | $212,000 | 0.0% |
| Prospect Capital Corp(PSEC) | COMMON | 74348T102 | $188 | 24,000 | 0.0% |
| Iconix Brand Group, Inc. | COMMON | 451055107 | $147 | 21,700 | 0.0% |
| Horizon Technology Finance(HRZN) | COMMON | 44045A102 | $139 | 11,400 | 0.0% |
| Alcentra Capital Corp(ABDCUSD) | COMMON | 01374T102 | $128 | 10,500 | 0.0% |
| Fifth Street Finance Corporation | COMMON | 31678A103 | $123 | 25,400 | 0.0% |