Q3 2019 Holdings
Filed 2019-11-12 | 435 holdings | $10.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Apple Hospitality REIT Inc(APLE) | COM NEW | 03784Y200 | $3.0M | 178,087 | 29.5% |
| Acadia Pharmaceuticals Inc(ACAD) | COM | 004225108 | $1.0M | 28,563 | 10.3% |
| Alnylam Pharmaceuticals Inc(ALNY) | COM | 02043Q107 | $795.0K | 9,888 | 7.9% |
| Biogen Inc(BIIB) | COM | 09062X103 | $738.0K | 3,170 | 7.4% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $577.0K | 8,566 | 5.8% |
| Agios Pharmaceuticals Inc(AGIO) | COM | 00847X104 | $467.0K | 14,418 | 4.7% |
| Cytokinetics Inc(CYTK) | COM NEW | 23282W605 | $301.0K | 26,487 | 3.0% |
| Arrowhead Pharmaceuticals in(ARWR) | COM | 04280A100 | $276.0K | 9,785 | 2.8% |
| Beigene LTD(ONC) | SPONSORED ADR | 07725L102 | $264.0K | 2,155 | 2.6% |
| Arvinas Inc(ARVN) | COM | 04335A105 | $263.0K | 12,204 | 2.6% |
| Allogene Therapeutics Inc(ALLO) | COM | 019770106 | $260.0K | 9,552 | 2.6% |
| Akebia Therapeutics Inc(AKBA) | COM | 00972D105 | $242.0K | 61,630 | 2.4% |
| Axsome Therapeutics Inc(AXSM) | COM | 05464T104 | $224.0K | 11,076 | 2.2% |
| Biocryst Pharmaceuticals(BCRX) | COM | 09058V103 | $214.0K | 74,533 | 2.1% |
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $204.0K | 16,398 | 2.0% |
| Ascendis Pharma A S(ASND) | SPONSORED ADR | 04351P101 | $202.0K | 2,098 | 2.0% |
| Alector Inc(ALEC) | COM | 014442107 | $181.0K | 12,526 | 1.8% |
| Cytomx Therapeutics Inc(CTMX) | COM | 23284F105 | $179.0K | 24,301 | 1.8% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $98.0K | 588 | 1.0% |
| Autozone Inc(AZO) | COM | 053332102 | $27.0K | 25 | 0.3% |
| Crown Castle Intl Corp New(CCI) | COM | 22822V101 | $22.0K | 159 | 0.2% |
| Consolidated Edison Inc(ED) | COM | 209115104 | $14.0K | 147 | 0.1% |
| Barings BDC Inc(BBDC) | COM | 06759L103 | $6.9K | 683,678 | 0.1% |
| FS KKR Capital Corp(FSICUSD) | COM | 302635107 | $5.9K | 1,015,527 | 0.1% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $5.7K | 913,143 | 0.1% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $5.4K | 1,074,515 | 0.1% |
| Mplx LP(MPLX) | COM UNIT REP LTD | 55336V100 | $5.0K | 179,089 | 0.1% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $4.9K | 739,259 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $4.8K | 771,596 | 0.0% |
| Whitehorse FIN Inc(WHF) | COM | 96524V106 | $4.7K | 333,958 | 0.0% |
| Apollo Invt Corp(MFIC) | COM NEW | 03761U502 | $4.4K | 271,878 | 0.0% |
| Fidus Invt Corp(FDUS) | COM | 316500107 | $4.3K | 288,778 | 0.0% |
| BlackRock TCP Cap Corp(TCPC) | COM | 09259E108 | $4.3K | 314,135 | 0.0% |
| Stellus Cap Invt Corp(SCM) | COM | 858568108 | $4.2K | 311,046 | 0.0% |
| KKR Income Opportunities FD(KIO) | COM | 48249T106 | $4.1K | 265,540 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $4.0K | 295,769 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $4.0K | 342,083 | 0.0% |
| Hercules Capital Inc(HTGC) | COM | 427096508 | $4.0K | 296,582 | 0.0% |
| Blackstone GSO Strategic CR(BGB) | COM SHS BEN IN | 09257R101 | $3.9K | 263,917 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $3.8K | 512,397 | 0.0% |
| Gladstone Capital Corp | COM | 376535100 | $3.7K | 383,524 | 0.0% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $3.7K | 182,824 | 0.0% |
| Triplepoint Venture Growth B(TPVG) | COM | 89677Y100 | $3.6K | 219,224 | 0.0% |
| Blackstone GSO LNG Shrt CR I(BGX) | COM SHS BN INT | 09257D102 | $3.5K | 223,614 | 0.0% |
| TCG BDC Inc(CGBD) | COM | 872280102 | $3.5K | 244,903 | 0.0% |
| Huntsman Corp(HUN) | COM | 447011107 | $3.4K | 147,752 | 0.0% |
| Golub Cap BDC Inc(GBDC) | COM | 38173M102 | $3.4K | 179,803 | 0.0% |
| Edison Intl(EIX) | COM | 281020107 | $3.4K | 44,718 | 0.0% |
| Solar SR Cap LTD | COM | 83416M105 | $3.4K | 189,487 | 0.0% |
| TPG Specialty Lending Inc | COM | 87265K102 | $3.4K | 160,071 | 0.0% |